Transfer Agent Advisory Content

1 See, e.g., Institute Memoranda to Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97, International Members No. 12-97, Closed-End Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory...

1 See Institute Memorandum to Tax Members No. 27-97, Accounting/Treasurers Members No. 31- 97, Operations Members No. 13-97, International Members No. 12-97, Closed-end Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory Committee...

[9115] August 4, 1997 TO: OPERATIONS MEMBERS No. 14-97 PENSION MEMBERS No. 29-97 PENSION OPERATIONS ADVISORY COMMITTEE No. 24-97 PRIMARY CONTACTS - MEMBER COMPLEX No. 50-97 TAX MEMBERS No. 28-97 TRANSFER AGENT ADVISORY COMMITTEE No. 37-97 RE: MARK YOUR CALENDAR -- SEPTEMBER 22...

1 See Institute Memorandum to Tax Members No. 24-97, Accounting/Treasurers Members No. 23-97, International Committee No. 24-97, Operations Committee No. 20-97, Transfer Agent Advisory Committee No. 30-97, Closed-End Investment Company Committee No. 25-97 and Unit Investment Trust...

August 1, 1997 TO: OPERATIONS COMMITTEE No. 24-97 PRIMARY CONTACTS - MEMBER COMPLEX No. 48-97 TRANSFER AGENT ADVISORY COMMITTEE No. 35-97 MONEY LAUNDERING TASK FORCE RE: TREASURY DEPARTMENT ADDS INDIVIDUALS AND BUSINESSES TO ITS LIST OF ""SPECIALLY DESIGNATED NARCOTICS TRAFFICKERS"" _...

July 28, 1997 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 46-97 SEC RULES MEMBERS No. 53-97 BANK INVESTMENT MANAGEMENT MEMBERS No. 17-97 CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-97 UNIT INVESTMENT TRUST MEMBERS No. 23-97 INVESTMENT ADVISER MEMBERS No. 31-97 INVESTMENT ADVISER...

1 These rules apply, for example, to portfolio investments (except in the unusual situation where the investments are "effectively connected with the conduct of a US trade or business"). 2 As discussed in Example 6 of Treas. Reg. section 1.894-1T(d)(6), the principles of the...

July 9, 1997 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 32-97 RE: MEETING- JULY 24, 1997 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on Thursday, July 24, 1997. The meeting will...

1 See Institute Memorandum to Pension Members No. 24-97, Tax Members No. 22-97, Operations Committee No. 18-97, Pension Operations Advisory Committee No. 18-97, Transfer Agent Advisory Committee No. 28-97, dated June 20, 1997. June 27, 1997 TO: PENSION MEMBERS No. 25-97 TAX MEMBERS No...

1 See Institute Memorandum to Tax Members No. 19-97, Accounting/Treasurers Members No. 20-97, International Committee No. 20-97, Operations Committee No. 16-97, Transfer Agent Advisory Committee No. 25-97, Closed-End Investment Company Committee No. 23-97 and Unit Investment Trust...