Transfer Agent Advisory Content

1 The attachments to this memorandum are explanations prepared by Congress’ Joint Committee on Taxation. The actual statutory language for the bill was not available when this memorandum was distributed. 2 The relevant pension-related provisions in the bill are summarized in Institute...

1 See Institute Memorandum to Pension Members No. 23-97, Tax Members No. 20-97, Operations Committee No. 17-97, Pension Operations Advisory Committee No. 17-97, Transfer Agents Advisory Committee No. 26-97, dated June 13, 1997. June 20, 1997 TO: PENSION MEMBERS No. 24-97 TAX MEMBERS...

June 17, 1997 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 27-97 RE: MEETING - JULY 24 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will take place on Thursday, July 24, 1997. The meeting will be...

1 See Institute Memorandum to Pension Members No. 23-97, Tax Members No. 20-97, Operations Committee No. 17-97, Transfer Agent Advisory Committee No. 26-97 and Pension Operations Advisory Committee No. 17-97, dated June 13, 1997. 2 See Institute Memorandum to Accounting/Treasurers...

1 See Institute Memorandum to Tax Members No. 19-97, dated June 13, 1997. 2 Included in the attachments are the bill’s relevant statutory language (labeled “A”) and accompanying explanatory language (labeled “B”). June 13, 1997 TO: PENSION MEMBERS No. 23-97 TAX MEMBERS No. 20-97...

1 See e.g., Institute Memorandum to Tax Members No. 32-96, Operations Members No. 34-96 and Transfer Agent Advisory Committee No. 43-96, dated July 23, 1996. 2 See, Institute Memorandum to Pension Members No. 36-96, dated August 9, 1996. See also, Institute Memorandum to Pension...

1 See Memorandum to Operations Members No. 48-95, Pension Members No. 46-95, Tax Members No. 50-95, and Transfer Agent Advisory Committee No. 58-95, dated November 16, 1995. May 23, 1997 TO: OPERATIONS MEMBERS No. 11-97 PENSION MEMBERS No. 20-97 TAX MEMBERS No. 17-97 TRANSFER AGENT...

May 22, 1997 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 30-97 RESEARCH COMMITTEE No. 10-97 TRANSFER AGENT ADVISORY COMMITTEE No. 22-97 OPERATIONS COMMITTEE No. 15-97 SHAREHOLDER COMMUNICATIONS COMMITTEE No. 9-97 SMALL FUNDS COMMITTEE No. 11-97 PUBLIC INFORMATION COMMITTEE No. 16-97...

1 GAO is not looking for detailed responses at this stage of the study. May 15, 1997 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 21-97 RE: BACKUP WITHHOLDING QUESTIONNAIRE ______________________________________________________________________________ The Institute has been informed by...

May 8, 1997 TO: OPERATIONS COMMITTEE No. 14-97 PRIMARY CONTACTS - MEMBER COMPLEX No. 27-97 TRANSFER AGENT ADVISORY COMMITTEE No. 20-97 RE: TREASURY DESIGNATION OF INDIVIDUALS AND ENTITIES AS BLOCKED PERSONS ______________________________________________________________________________...