Small Funds Content

June 3, 1997 TO: INVESTMENT ADVISERS COMMITTEE No. 19-97 SMALL FUNDS COMMITTEE No. 15-97 STATE LIAISON COMMITTEE No. 17-97 UNIT INVESTMENT TRUST COMMITTEE No. 37-97 RE: VIRGINIA PROPOSES RULES TO IMPLEMENT CHANGES MANDATED BY NATIONAL MARKETS BILL _____________________________________...

May 29, 1997 TO: SEC RULES COMMITTEE No. 55-97 STATE LIAISON COMMITTEE No. 14-97 UNIT INVESTMENT TRUST COMMITTEE No. 34-97 SMALL FUNDS COMMITTEE No. 14-97 RE: NASAA ADOPTS STATEMENT OF POLICY RELATING TO UNETHICAL PRACTICES IN CONNECTION WITH INVESTMENT COMPANY SECURITIES; INSTITUTE...

May 28, 1997 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 33-97 RESEARCH COMMITTEE No. 11-97 INDUSTRY STATISTICS COMMITTEE No. 9-97 DIRECT MARKETING COMMITTEE No. 14-97 SALES FORCE MARKETING COMMITTEE No. 14-97 SMALL FUNDS COMMITTEE No. 13-97 PENSION COMMITTEE No. 14-97 BROKER/DEALER...

* See Memorandum to Small Funds Committee No. 8-97, State Liaison Committee No. 8-97, and Unit Investment Trust Committee No. 24-97, dated April 28, 1997. May 22, 1997 TO: SMALL FUNDS COMMITTEE No. 12-97 STATE LIAISON COMMITTEE No. 13-97 UNIT INVESTMENT TRUST COMMITTEE No. 33-97 RE...

May 22, 1997 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 30-97 RESEARCH COMMITTEE No. 10-97 TRANSFER AGENT ADVISORY COMMITTEE No. 22-97 OPERATIONS COMMITTEE No. 15-97 SHAREHOLDER COMMUNICATIONS COMMITTEE No. 9-97 SMALL FUNDS COMMITTEE No. 11-97 PUBLIC INFORMATION COMMITTEE No. 16-97...

May 5, 1997 TO: DIRECT MARKETING COMMITTEE No. 11-97 INDUSTRY STATISTICS COMMITTEE No. 7-97 MARKETING POLICY COMMITTEE No. 14-97 PRIMARY CONTACTS - MEMBER COMPLEX No. 26-97 PUBLIC INFORMATION COMMITTEE No. 13-97 RESEARCH COMMITTEE No. 8-97 SALES FORCE MARKETING COMMITTEE No. 11-97...

April 28, 1997 TO: SMALL FUNDS COMMITTEE No. 8-97 STATE LIAISON COMMITTEE No. 8-97 UNIT INVESTMENT TRUST COMMITTEE No. 24-97 RE: WYOMING PROOSES RULES TO IMPLEMENT LEGISLATIVE CHANGES MANDATED BY NATIONAL MARKETS BILL ___________________________________________________________________...

April 24, 1997 TO: SMALL FUNDS COMMITTEE No. 7-97 SMALL FUNDS MEMBERS No. 5-97 RE: SMALL FUNDS MEETING, MAY 14, 1997 - SECOND NOTICE ______________________________________________________________________________ This is to remind you that a Small Funds (1) Meeting has been scheduled...

April 17, 1997 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 24-97 RESEARCH COMMITTEE No. 5-97 INDUSTRY STATISTICS COMMITTEE No. 4-97 DIRECT MARKETING COMMITTEE No. 9-97 SALES FORCE MARKETING COMMITTEE No. 9-97 SMALL FUNDS COMMITTEE No. 6-97 OPERATIONS COMMITTEE No. 11-97 TRANSFER AGENT...