Small Funds Content

August 26, 1996 TO: SMALL FUNDS COMMITTEE No. 18-96 SMALL FUNDS MEMBERS No. 10-96 RE: SMALL FUNDS CONFERENCE - NOVEMBER 7-8, 1996 ______________________________________________________________________________ You are cordially invited to attend the annual Small Funds* Conference which...

* See Memorandum to State Securities Members No. 22-96, Unit Investment Trust Members No. 30-96 and Small Funds Committee No. 14-96, dated July 11, 1996, and Memorandum to State Securities Members No. 29-96, Unit Investment Trust Members No. 36-96 and Small Funds Committee No. 16-96...

* This position is inconsistent with the Institute*s instructions to pay $200 per fund. See Memorandum to State Securities Members No. 22-96, Unit Investment Trust Members No. 30-96 and Small Funds Committee No. 14-96, dated July 11, 1996. August 15, 1996 TO: SMALL FUNDS COMMITTEE No...

July 25, 1996 TO: BOARD OF GOVERNORS No. 44-96 SEC RULES COMMITTEE No. 78-96 SMALL FUNDS COMMITTEE No. 15-96 STATE SECURITIES MEMBERS No. 25-96 UNIT INVESTMENT TRUST MEMBERS No. 32-96 RE: CALIFORNIA ADOPTS EXEMPTION FROM REGISTRATION FOR ALL MUTUAL FUNDS AND UNIT INVESTMENT TRUSTS ___...

1 See Memorandum to State Securities Members No. 9-96, Unit Investment Trust Members No. 11-96, and Small Funds Committee No. 6-96, dated May 8, 1996. 2 See Memorandum to State Securities Members No. 18-96, Unit Investment Trust Members No. 23-96, and Small Funds Committee No. 11-96...

1 See Memorandum to Investment Advisers Committee No. 11-96, SEC Rules Committee No. 49-96 and Small Funds Committee No. 9-96, dated May 29, 1996. June 21, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 14-96 SEC RULES COMMITTEE No. 64-96 SMALL FUNDS COMMITTEE No. 13-96 RE: INSTITUTE...

June 19, 1996 TO: DIRECT MARKETING COMMITTEE No. 19-96 INDUSTRY STATISTICS COMMITTEE No. 17-96 MARKETING POLICY COMMITTEE No. 20-96 MEMBERS - ONE PER COMPLEX No. 50-96 OPERATIONS COMMITTEE No. 11-96 PUBLIC INFORMATION COMMITTEE No. 25-96 RESEARCH COMMITTEE No. 25-96 SALES FORCE...

1 See Memorandum to SEC Rule Committee No. 34-96, Small Funds Committee No. 6-96, State Securities Members No. 9-96, and Unit Investment Trust Members No. 11-96, dated May 8, 1996. June 18, 1996 TO: SEC RULES COMMITTEE No. 62-96 SMALL FUNDS COMMITTEE No. 11-96 STATE SECURITIES MEMBERS...

1 See Memorandum to Small Funds Committee No. 9-96, dated May 29, 1996. 2 See Memorandum to Small Funds Committee No. 3-96, dated March 27, 1996. June 11, 1996 TO: SMALL FUNDS COMMITTEE No. 10-96 RE: DRAFT INSTITUTE COMMENT LETTER ON PROPOSED BANK AGENCY INTERPRETATION OF BANK...

1 See Memorandum to Small Funds Committee No. 3-96, dated March 27, 1996. 2 61 Federal Register 18470 (April 25, 1996). May 29, 1996 TO: SMALL FUNDS COMMITTEE No. 9-96 RE: PROPOSED BANK AGENCY INTERPRETATION OF BANK SUITABILITY OBLIGATIONS _____________________________________________...