Small Funds Content

* See Memorandum to SEC Rules Committee No. 16-97, Small Funds Committee No. 3-97. State Liaison Committee No. 2-97 and Unit Investment Trust Committee No. 7-97, dated February 7, 1997. March 13, 1997 TO: SEC RULES COMMITTEE No. 30-97 SMALL FUNDS COMMITTEE No. 5-97 STATE LIAISON...

1 Member fund groups with total assets less than $750 million (excluding money market funds). March 11, 1997 TO: SMALL FUNDS COMMITTEE No. 4-97 SMALL FUNDS MEMBERS No. 3-97 RE: Notice of Meeting - May 14, 1997 ___________________________________________________________________________...

February 7, 1997 TO: SEC RULES COMMITTEE No. 16-97 SMALL FUNDS COMMITTEE No. 3-97 STATE LIAISON COMMITTEE No. 2-97 UNIT INVESTMENT TRUST COMMITTEE No. 7-97 RE: TEXAS PROPOSES RULES TO ACCOMMODATE NATIONAL MARKETS BILL ___________________________________________________________________...

January 29, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-97 INVESTMENT ADVISERS COMMITTEE No. 5-97 SEC RULES COMMITTEE No. 11-97 SMALL FUNDS COMMITTEE No. 2-97 UNIT INVESTMENT TRUST COMMITTEE No. 4-97 RE: SEC PROPOSES NEW DEFINITIONS OF ""SMALL BUSINESS"" IN CONNECTION WITH...

January 8, 1997 TO: INVESTMENT ADVISERS COMMITTEE No. 2-97 SEC RULES COMMITTEE No. 3-97 SMALL FUNDS COMMITTEE No. 1-97 RE: SEC REVIEW OF CERTAIN RULES UNDER THE INVESTMENT COMPANY ACT AND THE INVESTMENT ADVISERS ACT _____________________________________________________________________...

December 12, 1996 TO: SMALL FUNDS COMMITTEE No. 23-96 SMALL FUNDS CONFERENCE ATTENDEES RE: CONFERENCE MINUTES ______________________________________________________________________________ Attached please find the minutes to the ICI Small Funds Conference, held at the Ritz-Carlton...

* See Memorandum to Small Funds Members No. 19-96, State Securities Members No. 41-96 and Unit Investment Trust Members No. 59-96, dated November 29, 1996. December 10, 1996 TO: SMALL FUNDS COMMITTEE No. 22-96 STATE SECURITIES MEMBERS No. 42-96 UNIT INVESTMENT TRUST MEMBERS No. 60-96...

October 11, 1996 TO: SMALL FUNDS COMMITTEE No. 21-96 SMALL FUNDS MEMBERS No. 15-96 RE: Small Funds Conference - November 7-8 Second Notice ______________________________________________________________________________ You are cordially invited to attend the annual Small Funds*...

September 5, 1996 TO: COMPLIANCE COMMITTEE No. 27-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 3-96 DIRECT MARKETING COMMITTEE No. 26-96 MARKETING POLICY COMMITTEE No. 30-96 MEMBERS INTERESTED IN CONTINUING EDUCATION/TRAINING No. 7-96 MEMBERS INTERESTED IN PUBLIC...

August 27, 1996 TO: SEC RULES COMMITTEE No. 91-96 SMALL FUNDS COMMITTEE No. 19-96 STATE SECURITIES MEMBERS No. 32-96 UNIT INVESTMENT TRUST MEMBERS No. 39-96 RE: PUERTO RICO ADOPTS BLUE CHIP EXEMPTION ______________________________________________________________________________ The...