Small Funds Content

1 See Memorandum to Investment Advisers Committee No. 44-95 and SEC Rules Committee No. 116-95, dated November 2, 1995; Memorandum to Small Funds Committee No. 19-95, dated November 3, 1995. November 15, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 46-95 SEC RULES COMMITTEE No. 122-95...

November 3, 1995 TO: SMALL FUNDS COMMITTEE No. 19-95 RE: PROPOSED NASD INTERPRETATION CONCERNING SUITABILITY OBLIGATIONS TO INSTITUTIONAL CUSTOMERS _____________________________________________________________________________ The National Association of Securities Dealers, Inc...

October 13, 1995 TO: DIRECT MARKETING COMMITTEE No. 45-95 INDUSTRY STATISTICS COMMITTEE No. 23-95 MARKETING POLICY COMMITTEE No. 52-95 OPERATIONS COMMITTEE No. 28-95 PENSION COMMITTEE No. 19-95 RESEARCH COMMITTEE No. 40-95 SALES FORCE MARKETING COMMITTEE No. 49-95 SMALL FUNDS...

October 6, 1995 TO: DIRECT MARKETING COMMITTEE No. 44-95 MARKETING POLICY COMMITTEE No. 49-95 MEMBERS - ONE PER COMPLEX No. 88-95 MEMBERS INTERESTED IN PUBLIC INFORMATION No. 8-95 PUBLIC INFORMATION COMMITTEE No. 37-95 RESEARCH COMMITTEE No. 39-95 SALES FORCE MARKETING COMMITTEE No...

* Member fund groups with total assets less than $750 million (excluding money market funds). October 2, 1995 TO: SMALL FUNDS COMMITTEE No. 16-95 SMALL FUNDS MEMBERS No. 12-95 RE: SMALL FUNDS CONFERENCE - NOVEMBER 9-10 SECOND NOTICE ____________________________________________________...

August 28, 1995 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 18-95 DIRECT MARKETING COMMITTEE No. 35-95 INDUSTRY STATISTICS COMMITTEE No. 17-95 MARKETING POLICY COMMITTEE No. 40-95 MEMBERS - ONE PER COMPLEX No. 73-95 OPERATIONS COMMITTEE No. 24-95 PENSION MEMBERS No. 38-95 PUBLIC...

August 11, 1995 TO: SMALL FUNDS COMMITTEE No. 14-95 SMALL FUNDS MEMBERS No. 8-95 RE: SMALL FUNDS CONFERENCE - NOVEMBER 9-10, 1995 ______________________________________________________________________________ You are cordially invited to attend the annual Small Funds* Conference which...

July 25, 1995 TO: DIRECT MARKETING COMMITTEE No. 31-95 MARKETING POLICY COMMITTEE No. 34-95 MEMBERS INTERESTED IN PUBLIC INFORMATION No. 6-95 PUBLIC INFORMATION COMMITTEE No. 26-95 RESEARCH COMMITTEE No. 25-95 SALES FORCE MARKETING COMMITTEE No. 34-95 SHAREHOLDER COMMUNICATIONS...

July 6, 1995 TO: COMPLIANCE COMMITTEE No. 31-95 DIRECT MARKETING COMMITTEE No. 28-95 MARKETING POLICY COMMITTEE No. 32-95 MEMBERS INTERESTED IN PUBLIC INFORMATION No. 4-95 PUBLIC INFORMATION COMMITTEE No. 23-95 SALES FORCE MARKETING COMMITTEE No. 31-95 SHAREHOLDER COMMUNICATIONS...

June 12, 1995 TO: SEC RULES COMMITTEE No. 72-95 SMALL FUNDS COMMITTEE No. 11-95 RE: SURVEY OF INVESTMENT COMPANY BOARD COMPOSITION ______________________________________________________________________________ As you may know, Congressmen Jack Fields (R-TX) and Edward Markey (D-MA)...