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Memo#
11901

ICI Submission for SEC Roundtable on Investment Adviser Issues

[11901] May 23, 2000 TO: BOARD OF GOVERNORS No. 28-00 INVESTMENT ADVISERS COMMITTEE No. 17-00 SEC RULES COMMITTEE No. 80-00 RE: ICI SUBMISSION FOR SEC ROUNDTABLE ON INVESTMENT ADVISER ISSUES ______________________________________________________________________________ The Institute...
ICI Default BG
Memo#
11897

SEC APPROVES PROPOSAL TO RESCIND NYSE RULE 390

1 See Memorandum to Equity Markets Advisory Committee No. 9-00 and SEC Rules Committee No. 26-00, dated February 25, 2000). 2 Securities Exchange Act Release No. 42758 (May 9, 2000), 65 FR 30175 (May 10, 2000) (“Release”). 3 Securities Exchange Act Release No. 42450 (February 23, 2000...
ICI Default BG
Memo#
11896

JUNE 8 MEETING TO DISCUSS ICI DRAFT LETTER ON SEC AFTER-TAX RETURNS PROPOSAL

1 See Memorandum to SEC Rules Committee No. 44-00 and Tax Committee No. 11-00, dated March 21, 2000. [11896] May 19, 2000 TO: SEC RULES COMMITTEE No. 77-00 TAX COMMITTEE No. 23-00 RE: JUNE 8 MEETING TO DISCUSS ICI DRAFT LETTER ON SEC AFTER-TAX RETURNS PROPOSAL ________________________...
ICI Default BG
Memo#
11895

FINAL PROGRAM FOR THE 2000 MUTUAL FUND TRAINING CONFERENCE

[11895] May 19, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 22-00 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 17-00 CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-00 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 14-00 INVESTMENT ADVISER MEMBERS No. 15-00 OPERATIONS MEMBERS No. 11-00...
ICI Default BG
Memo#
11887

DRAFT INSTITUTE COMMENT LETTER ON FASB FAIR VALUE PROPOSAL

1 See Accounting/Treasurers Committee No. 2-00, SEC Rules Committee No. 4-00 (January, 11, 2000). [11887] May 16, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-00 SEC RULES COMMITTEE No. 75-00 RE: DRAFT INSTITUTE COMMENT LETTER ON FASB FAIR VALUE PROPOSAL ___________________________...
ICI Default BG
Memo#
11877

NOTICE OF MEETING -- JUNE 20, 2000

[11877] May 11, 2000 TO: SEC RULES COMMITTEE No. 72-00 RE: NOTICE OF MEETING -- JUNE 20, 2000 ______________________________________________________________________________ A meeting of the SEC Rules Committee has been scheduled for Tuesday, June 20, 2000 at the offices of the...