SEC Rules Content

[11872] May 10, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-00 INVESTMENT ADVISERS COMMITTEE No. 14-00 SEC RULES COMMITTEE No. 71-00 UNIT INVESTMENT TRUST COMMITTEE No. 16-00 RE: SEC SEMI-ANNUAL REGULATORY AGENDA ____________________________________________________________...

* See Memorandum to SEC Rules Members No. 13-00, dated February 16, 2000. [11862] May 9, 2000 TO: SEC RULES COMMITTEE No. 70-00 UNIT INVESTMENT TRUST COMMITTEE No. 14-00 RE: LETTER TO SEC ON POSSIBLE AMENDMENTS TO RULE 10b-10 ___________________________________________________________...

1 See Memorandum to Equity Markets Advisory Committee No. 29-00 and SEC Rules Committee No. 65-00, dated April 25, 2000. 1 [11861] May 8, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 30-00 SEC RULES COMMITTEE No. 69-00 RE: REVISED DRAFT INSTITUTE COMMENT LETTER ON SEC MARKET...

1 SEC Release Nos. 33-7856, 34-42728, IC-24426 (Apr. 28, 2000). 2 SEC Release Nos. 33-7233, 34-36345, IC-21399 (Oct. 6, 1995); SEC Release Nos. 33-7288, 34-37182, IC-21945 (May 9, 1996). 1 [11855] May 3, 2000 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 15-00 SEC RULES COMMITTEE...

* See Memorandum to Closed-End Investment Company Committee No. 13-00 and SEC Rules Committee No. 56-00, dated April 12, 2000. [11851] May 1, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-00 SEC RULES COMMITTEE No. 67-00 RE: INSTITUTE COMMENT LETTER ON NASD PROPOSED RULE...

1 See Memorandum to Closed-End Investment Company Committee No. 52-99 and SEC Rules Committee No. 113-99, dated December 29, 1999. 2 See Memorandum to Closed-End Investment Company Committee No. 9-00 and SEC Rules Committee No. 40-00, dated March 13, 2000. 1 [11844] April 27, 2000 TO...

1 See Memorandum to Equity Markets Advisory Committee No. 9-00 and SEC Rules Committee No. 26-00, dated February 25, 2000. [11835] April 25, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 29-00 SEC RULES COMMITTEE No. 65-00 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC MARKET...

[11832] April 24, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 28-00 SEC RULES COMMITTEE No. 63-00 RE: INSTITUTE COMMENT LETTER ON AMENDED NASDAQ ORDER DISPLAY FACILITY PROPOSAL ______________________________________________________________________________ The Institute has filed a...

[11833] April 24, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-00 DIRECT MARKETING COMMITTEE No. 8-00 INTERNATIONAL MEMBERS No. 5-00 OPERATIONS MEMBERS No. 10-00 PENSION MEMBERS No. 24-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 28-00 RESEARCH COMMITTEE No. 9-00 SALES FORCE MARKETING...

1 See Memorandum to Equity Markets Advisory Committee No. 4-00 and SEC Rules Committee No. 15-00, dated January 31, 2000. 2 See SEC Release No. 34-42685 (April 13, 2000). [11828] April 20, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 27-00 SEC RULES COMMITTEE No. 62-00 RE: SEC...