SEC Rules Content

[11773] April 3, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-00 CLOSED-END INVESTMENT COMPANY MEMBERS No. 5-00 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 9-00 INVESTMENT ADVISER MEMBERS No. 8-00 OPERATIONS MEMBERS No. 8-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 22-00 SEC RULES...

1 See Memorandum to Advertising Compliance Advisory Committee No. 9-00, SEC Rules Committee No. 39-00, and Unit Investment Trust Committee No. 9-00, dated March 10, 2000 (transmitting SEC Release No. 34-42476 (Feb. 29, 2000), 65 Fed. Reg. 12305 (March 8, 2000)). 2 See Memorandum to...

1 See Memorandum to Equity Markets Advisory Committee No. 14-00 and SEC Rules Committee No. 36-00, dated March 9, 2000. 2 See Memorandum to Equity Markets Advisory Committee No. 9-00 and SEC Rules Committee No. 26-00, dated February 25, 2000. [11764] March 24, 2000 TO: EQUITY MARKETS...

1 See Memorandum to Closed-End Investment Company Committee No. 52-99 and SEC Rules Committee No. 113-99, dated December 29, 1999 (transmitting Securities Act Release No. 7787 (Dec. 20, 1999), 64 FR 72590 (Dec. 28, 1999). [11756] March 22, 2000 TO: CLOSED-END INVESTMENT COMPANY...

* See Memorandum to Accounting/Treasurers Committee No. 9-00, SEC Rules Committee No. 28-00, and Securities Operations Subcommittee, dated March 1, 2000. [11754] March 22, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-00 SEC RULES COMMITTEE No. 47-00 SECURITIES OPERATIONS...

1 See Memorandum to Equity Markets Advisory Committee No. 1-00 and SEC Rules Committee No. 3-00, dated January 7, 2000. [11752] March 22, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-00 SEC RULES COMMITTEE No. 46-00 RE: DRAFT INSTITUTE COMMENT LETTER ON REGULATION OF MARKET...

[11748] March 21, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 18-00 SEC RULES COMMITTEE No. 45-00 RE: REMARKS OF SEC CHAIRMAN LEVITT ON TRANSPARENCY, DECIMALIZATION, MARKET LINKAGES, AND MARKET FRAGMENTATION __________________________________________________________________________...

1 SEC Release Nos. 33-7809; 34-42528; IC-24339, dated March 15, 2000. A copy of the release is available on the SEC’s website at www.sec.gov. [11743] March 21, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-00 SEC RULES COMMITTEE No. 44-00 TAX COMMITTEE No. 11-00 RE: SEC PROPOSES...

[11740] March 20, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 17-00 SEC RULES COMMITTEE No. 42-00 RE: INSTITUTE COMMENT LETTER ON RESCISSION OF NYSE RULE 390 ______________________________________________________________________________ The Institute has filed a comment letter...

*Department of Commerce, Office of the General Counsel; Laws or Regulations Posing Barriers to Electronic Commerce, 65 Fed. Reg. 4801 (February 1, 2000). 1 [11741] March 20, 2000 TO: ELECTRONIC COMMERCE ADVISORY COMMITTEE No. 3-00 SEC RULES COMMITTEE No. 43-00 RE: COMMENT LETTER TO...