SEC Rules Content

1 See Memorandum to Advertising Compliance Advisory Committee No. 9-00, SEC Rules Committee No. 39-00, and Unit Investment Trust Committee No. 9-00, dated March 10, 2000 (transmitting SEC Release No. 34-42476 (Feb. 29, 2000), 65 Fed. Reg. 12305 (March 8, 2000). [11736] March 16, 2000...

1 See Memorandum to Closed-End Investment Company Committee No. 52-99 and SEC Rules Committee No. 113-99, dated December 29, 1999 (transmitting Securities Act Release No. 7787 (Dec. 20, 1999), 64 FR 72590 (Dec. 28, 1999). 1 [11725] March 13, 2000 TO: CLOSED-END INVESTMENT COMPANY...

1 SEC Release No. 34-42476 (Feb. 29, 2000), 65 Fed. Reg. 12305 (March 8, 2000). 2 See SEC Release No. 34-40627 (Nov. 2, 1998), 63 Fed. Reg. 60431 (Nov. 9, 1998). See also, Memorandum to Advertising Compliance Subcommittee No. 44-98, SEC Rules Committee No. 113-98, and Unit Investment...

* Release Nos. 33-7801, 34-42430; International Series No. 1215 (Feb. 16, 2000); 65 Fed. Reg. 8896 (Feb. 23, 2000). [11714] March 9, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 9-00 SEC RULES COMMITTEE No. 37-00 RE: SEC CONCEPT RELEASE ON THE DEVELOPMENT OF INTERNATIONAL ACCOUNTING...

1 See Memorandum to Equity Markets Advisory Committee No. 9-00 and SEC Rules Committee No. 26-00, dated February 25, 2000. [11716] March 9, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 15-00 SEC RULES COMMITTEE No. 38-00 RE: DRAFT INSTITUTE COMMENT LETTER ON RESCISSION OF NYSE RULE...

1 Securities Exchange Act Release No. 42456 (February 24, 2000), 65 FR 11402 (March 2, 2000). On October 19, 1999, the SEC issued an order directing the exchanges to file a national market system plan for linking the options markets within 90 days. See Securities Exchange Act Release...

1 SEC Release No. IC-24319 (February 25, 2000). [11708] March 8, 2000 TO: SEC RULES COMMITTEE No. 35-00 TECHNOLOGY TASK FORCE RE: SEC PROPOSES RULE CHANGES TO FACILITATE EDGAR MODERNIZATION ______________________________________________________________________________ The SEC has...

* See Memorandum to Investment Adviser Members No. 12-99, and SEC Rules Members 48-99, dated August 6, 1999. [11700] March 6, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 7-00 SEC RULES COMMITTEE No. 32-00 RE: INSTITUTE FILES LETTER COMMENTING ON ONE ASPECT OF SEC'S PAY-TO-PLAY RULE...

1[11704] March 6, 2000 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 12-00 SEC RULES COMMITTEE No. 33-00 RE: SENATE HEARINGS ON MARKET STRUCTURE ISSUES AND SEC FEES ______________________________________________________________________________ On February 28 and 29, the Senate Committee...

1 Release Nos. 34-32484, IC-24326, and IA-1856 (the Proposing Release). The Proposing Release has not been published in the Federal Register yet, but it is available on the SEC’s web site at http://www.sec.gov/rules/proposed/34-42484.htm. 2 The distinction between customers and...