SEC Rules Content

[12031] June 20, 2000 TO: SEC RULES COMMITTEE No. 90-00 EQUITY MARKETS ADVISORY COMMITTEE No. 36-00 RE: SEC ISSUES REPORT ON ELECTRONIC COMMUNICATION NETWORKS AND AFTER- HOURS TRADING The staff of the Securities and Exchange Commission’s Division of Market Regulation has issued a...

[12007] June 19, 2000 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 20-00 COMPLIANCE ADVISORY COMMITTEE No. 22-00 CONTINUING EDUCATION AND TRAINING MEMBERS No. 6-00 DIRECT MARKETING COMMITTEE No. 13-00 HUMAN RESOURCES FORUM No. 7-00 PRIMARY CONTACTS – MEMBER COMPLEX No. 39-00...

[12030] June 19, 2000 TO: SEC RULES COMMITTEE No. 89-00 TAX COMMITTEE No. 27-00 RE: REVISED DRAFT INSTITUTE LETTER ON SEC AFTER-TAX RETURNS PROPOSAL Attached is a revised draft comment letter on the SEC’s proposal to require disclosure of after-tax returns in a fund’s prospectus and...

1 See Accounting/Treasurers Members No. 2-00 and SEC Rules Members No. 6-00 (January 11, 2000). [11958] June 16, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 25-00 SEC RULES COMMITTEE No. 87-00 RE: ISB TO DEFER EFFECTIVE DATE OF INDEPENDENCE STANDARD NO. 2 ____________________________...

* SEC Release No. 34-42831 (May 25, 2000), 65 Fed. Reg. 35693 (June 5, 2000). [11953] June 15, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-00 SEC RULES COMMITTEE No. 86-00 RE: NASDAQ PROPOSED CHANGES TO MINIMUM LISTING REQUIREMENTS IN MUTUAL FUND QUOTATION SERVICE ________...

1 Securities Exchange Act Release No. 42914 (June 8, 2000) (“Order”). 2 The Order states that the SEC selected September 5, 2000 as the latest start-up date for the phase-in period because it is the first trade date following the September 4, 2000 Labor Day holiday. 3 The Order states...

[11934] June 7, 2000 TO: SEC RULES COMMITTEE No. 84-00 RE: DRAFT AGENDA FOR JUNE 20TH MEETING ______________________________________________________________________________ Attached is the draft agenda for the SEC Rules Committee meeting scheduled for Tuesday, June 20th at 10:00 a.m...

* See Memorandum to Advertising Compliance Advisory Committee, No. 15-00 and SEC Rules Committee No. 68-00, date May 3, 2000 (transmitting SEC Release Nos. 33-7856, 34-42728, IC-24426 (April 28, 2000) ("Release"). [11930] June 6, 2000 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No...

1 See Accounting/Treasurers Committee No. 2-00, SEC Rules Committee No. 4-00 (January 11, 2000). [11922] June 2, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 23-00 SEC RULES COMMITTEE No. 82-00 RE: INSTITUTE COMMENTS ON FASB FAIR VALUE PROPOSAL ________________________________________...

1 See Memorandum to SEC Rules Committee No. 44-00 and Tax Committee No. 11-00, dated March 21, 2000. [11917] May 30, 2000 TO: SEC RULES COMMITTEE No. 81-00 TAX COMMITTEE No. 25-00 RE: DRAFT COMMENT LETTER ON SEC AFTER-TAX RETURNS RULE PROPOSAL _________________________________________...