Sales and Marketing Content

[13591] June 7, 2001 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 5-01 DIRECT MARKETING COMMITTEE No. 6-01 INDUSTRY STATISTICS COMMITTEE No. 4-01 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 8-01 MUTUAL FUND FACT BOOK PRIMARY CONTACTS - MEMBER COMPLEX No. 40-01 PUBLIC INFORMATION COMMITTEE No...

[13424] April 17, 2001 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 3-01 COMPLIANCE ADVISORY COMMITTEE No. 18-01 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 2-01 DIRECT MARKETING COMMITTEE No. 5-01 HUMAN RESOURCES MEMBERS No. 2-01 INTERNATIONAL COMMITTEE No. 31-01 INVESTMENT...

[13300] March 22, 2001 TO: SALES FORCE MARKETING COMMITTEE No. 5-01 SALES DESK MANAGERS ROUNDTABLE No. 3-01 RE: NASDR REITERATES PROHIBITION AGAINST PAYING CERTAIN NON-CASH COMPENSATION IN CONNECTION WITH TRAINING OR EDUCATION MEETINGS As we previously informed you, last summer NASD...

February 27, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-01 CONFERENCE PROMOTIONS DIRECT MARKETING COMMITTEE No. 4-01 INVESTMENT ADVISER MEMBERS No. 3-01 OPERATIONS MEMBERS No. 6-01 PENSION MEMBERS No. 13-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 20-01 PRIMARY CONTACTS - MEMBER...

[12980] January 10, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-01 CONFERENCE PROMOTIONS DIRECT MARKETING COMMITTEE No. 2-01 INTERNATIONAL MEMBERS No. 2-01 OPERATIONS MEMBERS No. 2-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 3-01 RESEARCH COMMITTEE No. 2-01 SALES FORCE MARKETING...

[12993] January 8, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-01 DIRECT MARKETING COMMITTEE No. 1-01 INVESTMENT ADVISER MEMBERS No. 1-01 OPERATIONS MEMBERS No. 1-01 PENSION MEMBERS No. 1-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 1-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 1-01...

[12930] December 13, 2000 TO: DIRECT MARKETING COMMITTEE No. 22-00 SALES FORCE MARKETING COMMITTEE No. 24-00 RE: JOINT WINTER COMMITTEE MEETINGS As we previously informed you, the Investment Company Institute’s 2001 Joint Winter Committee Meetings will be held on Monday and Tuesday...

[12842] November 6, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 42-00 DIRECT MARKETING COMMITTEE No. 19-00 INVESTMENT ADVISER MEMBERS No. 40-00 OPERATIONS MEMBERS No. 25-00 PENSION MEMBERS No. 53-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 82-00 PRIMARY CONTACTS - MEMBER COMPLEX No...

[12733] October 12, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 38-00 DIRECT MARKETING COMMITTEE No. 18-00 INTERNATIONAL MEMBERS No. 15-00 OPERATIONS MEMBERS No. 22-00 PENSION MEMBERS No. 47-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 70-00 RESEARCH COMMITTEE No. 19-00 SALES FORCE...

[12516] August 22, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 32-00 DIRECT MARKETING COMMITTEE No. 17-00 INTERNATIONAL MEMBERS No. 13-00 OPERATIONS MEMBERS No. 19-00 PENSION MEMBERS No. 42-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 58-00 RESEARCH COMMITTEE No. 17-00 SALES FORCE...