Sales and Marketing Content

[12341] July 25, 2000 TO: SEC RULES MEMBERS No. 53-00 SALES FORCE MARKETING COMMITTEE No. 18-00 RE: NASD REGULATORY & COMPLIANCE ALERT CONCERNING SUITABILITY ISSUES FOR MULTI-CLASS FUNDS NASD Regulation, Inc. recently issued a Regulatory & Compliance Alert reminding members and their...

[12197] July 10, 2000 TO: SALES FORCE MARKETING COMMITTEE No. 16-00 RE: SALES AND PRESENTATION TRAINERS Enclosed are the names and contact information of a number of firms that provide sales and presentation training to the financial services industry. As those of you who attended the...

[12007] June 19, 2000 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 20-00 COMPLIANCE ADVISORY COMMITTEE No. 22-00 CONTINUING EDUCATION AND TRAINING MEMBERS No. 6-00 DIRECT MARKETING COMMITTEE No. 13-00 HUMAN RESOURCES FORUM No. 7-00 PRIMARY CONTACTS – MEMBER COMPLEX No. 39-00...

[11957] June 16, 2000 TO: BOARD OF GOVERNORS No. 33-00 BROKER/DEALER ADVISORY COMMITTEE No. 13-00 DIRECT MARKETING COMMITTEE No. 12-00 INDUSTRY STATISTICS COMMITTEE No. 5-00 OPERATIONS COMMITTEE No. 13-00 PENSION COMMITTEE No. 40-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 42-00...

[11928] June 6, 2000 TO: DIRECT MARKETING COMMITTEE No. 11-00 SALES FORCE MARKETING COMMITTEE No. 11-00 RE: REMINDER: JUNE 28, 2000 COMMITTEE MEETINGS ______________________________________________________________________________ As we previously informed you, the Investment Company...

[11873] May 10, 2000 TO: SALES FORCE MARKETING COMMITTEE No. 10-00 RE: AGENDA AND SURVEY: JUNE 28, 2000 MEETING ______________________________________________________________________________ Attached is a preliminary agenda for the June 28, 2000 meeting of the Investment Company...

[11850] May 1, 2000 TO: DIRECT MARKETING COMMITTEE No. 9-00 SALES FORCE MARKETING COMMITTEE No. 9-00 RE: JUNE 28, 2000 MEETINGS OF THE SALES FORCE MARKETING COMMITTEE AND THE DIRECT MARKETING COMMITTEE ______________________________________________________________________________ The...

[11833] April 24, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-00 DIRECT MARKETING COMMITTEE No. 8-00 INTERNATIONAL MEMBERS No. 5-00 OPERATIONS MEMBERS No. 10-00 PENSION MEMBERS No. 24-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 28-00 RESEARCH COMMITTEE No. 9-00 SALES FORCE MARKETING...

[11816] April 14, 2000 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 13-00 AUDIT COMMITTEE No. 5-00 BROKER/DEALER ASSOCIATE MEMBERS No. 5-00 COMPLIANCE ADVISORY COMMITTEE No. 17-00 CONTINUING EDUCATION/TRAINING MEMBERS No. 5-00 DIRECT MARKETING COMMITTEE No. 7-00 HUMAN RESOURCES...

[11676] February 28, 2000 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 8-00 BROKER/DEALER ASSOCIATE MEMBERS No. 3-00 COMPLIANCE ADVISORY COMMITTEE No. 13-00 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 4-00 CONTINUING EDUCATION/TRAINING MEMBERS No. 4-00 DIRECT...