Sales and Marketing Content

[17939] September 7, 2004 TO: ACCOUNTING/TREASURERS MEMBERS No. 31-04 INTERNATIONAL MEMBERS No. 50-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 34-04 PENSION MEMBERS No. 45-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 81-04 RESEARCH COMMITTEE No. 23-04 SEC RULES MEMBERS No. 126-04...

[17929] August 27, 2004 TO: SALES FORCE MARKETING COMMITTEE No. 9-04 RESEARCH COMMITTEE No. 19-04 RE: FINAL NOTICE: SEPTEMBER 30, 2004 SALES FORCE MARKETING COMMITTEE MEETING Attached is a final agenda for the September 30, 2004 meeting of the Investment Company Institute’s Sales...

[17876] August 6, 2004 TO: SALES FORCE MARKETING COMMITTEE No. 8-04 RESEARCH COMMITTEE No. 17-04 RE: AGENDA: SEPTEMBER 30, 2004 SALES FORCE MARKETING COMMITTEE MEETING A preliminary agenda for the September 30, 2004 meeting of the Investment Company Institute’s Sales Force Marketing...

[17836] July 29, 2004 TO: SALES FORCE MARKETING COMMITTEE No. 7-04 RE: SEPTEMBER 30, 2004 SALES FORCE MARKETING COMMITTEE MEETING The Investment Company Institute’s Sales Force Marketing Committee will meet on Thursday, September 30, 2004 at the Institute’s offices at 1401 H Street...

[17000] February 2, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 3-04 CONFERENCE PROMOTIONS DIRECT MARKETING COMMITTEE No. 3-04 INTERNATIONAL MEMBERS No. 4-04 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 5-04 NORTH AMERICA IBA MEMBERS OPERATIONS MEMBERS No. 5-04 PRIMARY CONTACTS -...

[16520] September 10, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 73-03 OPERATIONS MEMBERS No. 27-03 SEC RULES MEMBERS No. 120-03 SALES FORCE MARKETING COMMITTEE No. 15-03 SMALL FUNDS MEMBERS No. 50-03 TECHNOLOGY ADVISORY COMMITTEE No. 11-03 RE: NASD PROPOSES RULE AMENDMENTS TO REQUIRE...

[16476] August 27, 2003 TO: SALES FORCE MARKETING COMMITTEE No. 14-03 RE: REGISTRATIONS DUE: OCTOBER 1, 2003 SALES FORCE MARKETING COMMITTEE MEETING If you have not yet returned your registration form (please see attached) for the October 1, 2003 meeting of the ICI’s Sales Force...

[16417] August 6, 2003 TO: SALES FORCE MARKETING COMMITTEE No. 13-03 RE: PRELIMINARY AGENDA: OCTOBER 1, 2003 MEETING The Investment Company Institute’s Sales Force Marketing Committee will meet on Wednesday, October 1, 2003 at the Institute’s offices at 1401 H Street, NW, in...

[16351] July 25, 2003 TO: SALES DESK MANAGERS ROUNDTABLE No. 7-03 SALES FORCE MARKETING COMMITTEE No. 12-03 RE: REPORT OF THE JOINT NASD/INDUSTRY TASK FORCE ON SALES CHARGE BREAKPOINTS Last January, the Chairman of the Securities and Exchange Commission requested that NASD, together...

[16264] July 3, 2003 TO: SALES DESK MANAGERS ROUNDTABLE No. 6-03 SALES FORCE MARKETING COMMITTEE No. 10-03 DIRECT MARKETING COMMITTEE No. 8-03 RE: INSTITUTE MEMORANDUM REGARDING SHORTCOMINGS IN HEDGE FUND PERFORMANCE MEASURES The Securities and Exchange Commission recently solicited...