Sales and Marketing Content

[24103]   January 27, 2010 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 1-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-10 COMPLIANCE MEMBERS No. 4-10 INTERNAL SALES MANAGERS ROUNDTABLE No. 2-10 MARKETING PRACTICES AND TECHNOLOGY SEC RULES MEMBERS No. 12-10 SALES FORCE MARKETING...

    [24087]   January 19, 2010 TO: SALES FORCE MARKETING COMMITTEE No. 1-10     RE: REMINDER: FEBRUARY 17, 2010 SALES FORCE MARKETING COMMITTEE MEETING   As we previously informed you, the next meeting of the Investment Company Institute’s Sales Force Marketing Committee will be held...

    [24038]   December 21, 2009 TO: SALES FORCE MARKETING COMMITTEE No. 12-09     RE: REGISTRATION OPEN: FEBRUARY 17, 2010 SALES FORCE MARKETING COMMITTEE MEETING   The next meeting of the Investment Company Institute’s Sales Force Marketing Committee is scheduled for Wednesday...

    [23964]   November 19, 2009 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 4-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 52-09 INTERNAL SALES MANAGERS ROUNDTABLE No. 12-09 MARKETING PRACTICES AND TECHNOLOGY SEC RULES MEMBERS No. 122-09 SALES FORCE MARKETING COMMITTEE No. 11-09...

    [23834]   October 1, 2009 TO: OPERATIONS COMMITTEE No. 20-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 46-09 BROKER/DEALER ADVISORY COMMITTEE No. 55-09 TRANSFER AGENT ADVISORY COMMITTEE No. 74-09 SALES FORCE MARKETING COMMITTEE No. 10-09 INTERNAL SALES MANAGERS...

    [23835]   October 1, 2009   TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-09 INTERNAL SALES MANAGERS ROUNDTABLE No. 10-09 MARKETING PRACTICES AND TECHNOLOGY SEC RULES MEMBERS No. 103-09 SALES FORCE MARKETING COMMITTEE No. 9-09     RE: FINRA REQUESTS COMMENT ON PROPOSED...

    [23749]   September 1, 2009 TO: SALES FORCE MARKETING COMMITTEE No. 8-09     RE: FINAL NOTICE: SEPTEMBER 24, 2009 SALES FORCE MARKETING COMMITTEE MEETING; REGISTRATIONS DUE   If you have not yet registered for the September 24, 2009 meeting of the Investment Company Institute’s...

    [23688]   August 10, 2009 TO: SALES FORCE MARKETING COMMITTEE No. 7-09     RE: PRELIMINARY AGENDA: SEPTEMBER 24, 2009 SALES FORCE MARKETING COMMITTEE MEETING   Attached is a preliminary agenda for the September 24, 2009 meeting of the Investment Company Institute’s Sales Force...

    [23677]   August 5, 2009 TO: SALES FORCE MARKETING COMMITTEE No. 6-09 INTERNAL SALES MANAGERS ROUNDTABLE No. 7-09     RE: INSTITUTE COMMENT LETTER ON FINRA’S PROPOSED COMPENSATION RULE AMENDMENTS   As we previously informed you, [1] FINRA recently published for comment proposed...

    [23624]   July 13, 2009 TO: SALES FORCE MARKETING COMMITTEE No. 5-09     RE: REGISTRATION NOW OPEN: SEPTEMBER 24, 2009 SALES FORCE MARKETING COMMITTEE MEETING   The next meeting of the Investment Company Institute’s Sales Force Marketing Committee is scheduled for Thursday...