Sales and Marketing Content

[27407] July 25, 2013 TO: SALES FORCE MARKETING COMMITTEE No. 3-13 RE: REGISTRATION NOW OPEN: SEPTEMBER 19, 2013 SALES FORCE MARKETING COMMITTEE MEETING   The Investment Company Institute’s Sales Force Marketing Committee will meet on Thursday, September 19, 2013 at ICI’s offices on...

[27116] March 15, 2013 TO: BROKER/DEALER ADVISORY COMMITTEE No. 15-13 OPERATIONS COMMITTEE No. 13-13 SALES FORCE MARKETING COMMITTEE No. 2-13 RE: NOTICE OF COMMITTEE CONFERENCE CALL: SEC REQUESTS DATA ON POSSIBLE FIDUCIARY DUTY FOR BROKER-DEALERS AND IA-BD HARMONIZATION   As we...

[26844] January 8, 2013 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 1-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 3-13 INTERNAL SALES MANAGERS ROUNDTABLE No. 1-13 SALES FORCE MARKETING COMMITTEE No. 1-13 SEC RULES MEMBERS No. 4-13 SMALL FUNDS MEMBERS No. 2-13 RE: FINRA PROVIDES...

[26772] December 18, 2012 TO: SALES FORCE MARKETING COMMITTEE No. 7-12 RE: REGISTRATION NOW OPEN: FEBRUARY 28, 2013 SALES FORCE MARKETING COMMITTEE MEETING   The Investment Company Institute’s Sales Force Marketing Committee will meet on Thursday, February 28, 2013 at ICI’s offices on...

[26688] November 14, 2012 TO: SALES FORCE MARKETING COMMITTEE No. 6-12 RE: MARK YOUR CALENDARS: 2013 ICI COMMITTEE MEETING SCHEDULE   Please mark your calendar with the dates of ICI’s 2013 Sales Force Marketing Committee meetings: Thursday, February 28, 2013 at ICI’s offices in...

  [26353] July 30, 2012 TO: SALES FORCE MARKETING COMMITTEE No. 5-12 RE: REMINDER: REGISTRATIONS DUE FOR 9/19/12 ICI SALES FORCE MARKETING COMMITTEE MEETING   As we previously informed you, the Investment Company Institute’s Sales Force Marketing Committee will meet on Wednesday...

  [26321] July 20, 2012 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 16-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 45-12 INTERNAL SALES MANAGERS ROUNDTABLE No. 4-12 SALES FORCE MARKETING COMMITTEE No. 4-12 SEC RULES MEMBERS No. 66-12 SMALL FUNDS MEMBERS No. 27-12 RE: NEW FINRA...

[26267] June 26, 2012 TO: SALES FORCE MARKETING COMMITTEE No. 3-12 RE: REGISTRATION NOW OPEN: 9/19/12 SALES FORCE MARKETING COMMITTEE MEETING   The Investment Company Institute’s Sales Force Marketing Committee will meet on Wednesday, September 19, 2012 at ICI’s offices on the 12th...

  [26202] May 29, 2012 TO: SALES FORCE MARKETING COMMITTEE No. 2-12 RE: REVISED DATE: FALL 2012 MEETING OF ICI’S SALES FORCE MARKETING COMMITTEE   Please mark your calendar with the revised date for the fall 2012 meeting of ICI’s Sales Force Marketing Committee. The meeting has been...

[25758] January 3, 2012 TO: SALES FORCE MARKETING COMMITTEE No. 1-12 RE: REGISTRATION NOW OPEN: 2/23/12 SALES FORCE MARKETING COMMITTEE MEETING   The Investment Company Institute’s Sales Force Marketing Committee will meet on Thursday, February 23, 2012 at ICI’s offices on the 12th...