Sales and Marketing Content

[29791] March 28, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 4-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 9-16 BROKER/DEALER ASSOCIATE MEMBERS No. 3-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 6-16 CHIEF RISK OFFICER COMMITTEE No. 8-16 CLOSED-END INVESTMENT COMPANY MEMBERS No...

[29765] March 11, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 5-16 CHIEF RISK OFFICER COMMITTEE No. 5-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-16 COMPLIANCE ADVISORY COMMITTEE No. 2-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 6-16...

[29723] February 24, 2016 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 5-16 BROKER/DEALER ADVISORY COMMITTEE No. 6-16 INVESTMENT ADVISER MEMBERS No. 2-16 OPERATIONS MEMBERS No. 5-16 PRINCIPAL UNDERWRITERS WORKING GROUP SEC RULES MEMBERS No. 7-16 SMALL FUNDS MEMBERS No. 4-16...

[29629] January 12, 2016 TO: BROKER/DEALER ADVISORY COMMITTEE No. 3-16 CHIEF RISK OFFICER COMMITTEE No. 2-16 COMPLIANCE MEMBERS No. 2-16 INTERNAL AUDIT COMMITTEE No. 1-16 INVESTMENT COMPANY DIRECTORS No. 3-16 OPERATIONS MEMBERS No. 2-16 PENSION MEMBERS No. 1-16 SEC RULES MEMBERS No. 3...

[29615] January 7, 2016 TO: BROKER/DEALER ADVISORY COMMITTEE No. 1-16 COMPLIANCE MEMBERS No. 1-16 OPERATIONS MEMBERS No. 1-16 PRINCIPAL UNDERWRITERS WORKING GROUP SEC RULES MEMBERS No. 2-16 SMALL FUNDS MEMBERS No. 1-16 TRANSFER AGENT ADVISORY COMMITTEE No. 2-16 RE: SEC DIVISION OF...

[29567] December 18, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 30-15 CHIEF RISK OFFICER COMMITTEE No. 25-15 COMPLIANCE ADVISORY COMMITTEE No. 10-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 33-15 ETF ADVISORY COMMITTEE No. 32-15 END OF DAY PRICING FORUM No. 11-15 FIXED-INCOME...

[29566] December 17, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-15 BROKER/DEALER ASSOCIATE MEMBERS No. 2-15 CHIEF RISK OFFICER COMMITTEE No. 24-15 COMPLIANCE MEMBERS No. 33-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-15...

[29537] December 9, 2015 TO: SALES AND MARKETING COMMITTEE No. 11-15 RE: REGISTRATION NOW OPEN: FEBRUARY 25, 2016 SALES AND MARKETING COMMITTEE MEETING   The Investment Company Institute’s Sales and Marketing Committee will meet on Thursday, February 25, 2016, at ICI’s offices on the...