Sales and Marketing Content

[31271] July 2, 2018 TO: Sales and Marketing Committee RE: Mark Your Calendars: 2019 ICI Sales and Marketing Committee Meeting Dates Please mark your calendar for the following Sales and Marketing Committee meetings scheduled in 2019: Thursday, February 28, 2019, at ICI’s offices in...

[31262] June 26, 2018 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Closed-End Investment Company Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF...

[31258] June 22, 2018 TO: Sales and Marketing Committee RE: Registration Now Open: September 25, 2018 Sales and Marketing Committee Meeting The Investment Company Institute’s Sales and Marketing Committee will meet on Tuesday, September 25, 2018, at ICI’s offices on the 12th floor of...

[31238] June 5, 2018 TO: ICI Members SUBJECTS: Compliance Disclosure Distribution RE: SEC Finalizes Rule 30e-3 and Releases Requests for Comment on Processing Fees and Modernizing Fund Disclosure The Commission voted yesterday to issue three releases related to improving fund...

[31223] May 30, 2018 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Closed-End Investment Company Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF...

[31189] May 2, 2018 TO: ICI Members SUBJECTS: Advertising Compliance Disclosure Distribution Fund Accounting & Financial Reporting Investment Advisers Variable Insurance Products RE: FINRA Staff Issues Guidance Permitting Related Performance Information in Institutional Communications...

[31185] April 26, 2018 TO: ICI Members Investment Company Directors Broker/Dealer Advisory Committee Investment Advisers Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee Variable Insurance Products Advisory Committee SUBJECTS...

[31174] April 19, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Distribution Fees and Expenses Intermediary Oversight Investment Advisers Operations Pension Transfer Agency RE: SEC Releases Proposals on Standards of Conduct for Broker-Dealers and...

[31072] February 5, 2018 TO: ICI Members Investment Company Directors ICI Global Members Broker/Dealer Advisory Committee Investment Advisers Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee...

[30974] December 12, 2017 TO: Sales and Marketing Committee RE: Registration Now Open: February 28, 2018 Sales and Marketing Committee Meeting The Investment Company Institute’s Sales and Marketing Committee will meet on Wednesday, February 28, 2018, at ICI’s offices on the 12th floor...