Sales and Marketing Content

[30930] October 30, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Cybersecurity Derivatives Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global...

[30819] August 8, 2017 TO: ICI Members Investment Company Directors Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee SUBJECTS: Compensation/Remuneration Compliance Disclosure Distribution Fees and Expenses Intermediary Oversight...

[30743] June 19, 2017 TO: Sales and Marketing Committee RE: Registration Now Open: September 28, 2017, Sales and Marketing Committee Meeting The Investment Company Institute’s Sales and Marketing Committee will meet on Thursday, September 28, 2017, at ICI’s offices on the 12th floor...

[30687] May 9, 2017 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Pension Committee Pension Operations Advisory Committee Sales and Marketing Committee Small Funds Committee Transfer Agent Advisory Committee...

[30630] March 9, 2017 TO: Advertising Compliance Advisory Committee Chief Compliance Officer Committee Closed-End Investment Company Committee Internal Sales Managers Roundtable Sales and Marketing Committee SEC Rules Committee Small Funds Committee RE: ICI Draft Comment Letter on...

[30553] January 31, 2017 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Operations Committee Pension Committee Pension Operations Advisory Committee Sales and Marketing Committee Small Funds Committee...

[30512] January 11, 2017 TO: ICI Members Investment Company Directors Advertising Compliance Advisory Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Operations Committee Pension Committee Pension Operations...

[30470] December 12, 2016 TO: Sales and Marketing Committee RE: Registration Now Open: February 23, 2017, Sales and Marketing Committee Meeting The Investment Company Institute’s Sales and Marketing Committee will meet on Thursday, February 23, 2017, at ICI’s offices on the 12th floor...

[30361] October 28, 2016 TO: PENSION MEMBERS No. 37-16OPERATIONS MEMBERS No. 36-16SEC RULES COMMITTEE No. 48-16SMALL FUNDS COMMITTEE No. 30-16SALES AND MARKETING COMMITTEE No. 14-16TRANSFER AGENT ADVISORY COMMITTEE No. 57-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 44-16BROKER...

[30277] September 28, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-16CHIEF COMPLIANCE OFFICER COMMITTEE No. 20-16CHIEF RISK OFFICER COMMITTEE No. 28-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-16COMPLIANCE MEMBERS No. 29-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 47...