Registered Fund CPO Advisory Committee Content

Filter Results By
Showing Results 1 - 10 of 156
Committee

Registered Fund CPO Advisory Committee

The Registered Fund CPO Advisory Committee focuses on the legal, regulatory, and legislative issues affecting investment advisers that are registered as commodity pool operators or commodity trading advisors for one or more registered investment companies. It considers issues relating to the CPO exclusion for advisers to registered investment companies in CFTC Rule 4.5. It provides a forum for members to discuss particular policy objectives.
ICI Default BG
Memo#
35966

CFTC Adopts Revisions to Regulation 1.25 Permitted Investments

On December 17, 2024, the Commodity Futures Trading Commission approved a final rule amending CFTC Regulation 1.25, which provides for the safeguarding and investment of customer funds by futures commission merchants and derivatives clearing organizations.
ICI Default BG
Memo#
35486

CFTC Proposes Revisions to the Regulation 4.7 Exemption for CPOs and CTAs

On October 2, 2023, the CFTC published a proposed rule ("Proposal") that would significantly revise CFTC Regulation 4.7, a provision that provides exemptions from certain compliance requirements for commodity pool operators (CPOs) with respect to commodity pool offerings to qualified...
ICI Default BG
Memo#
34786

SEC and CFTC Rulemaking Agendas

The Office of Information and Regulatory Affairs released the Fall 2022 Unified Agenda of Regulatory and Deregulatory Actions on January 4, 2023. The agenda includes regulatory actions that the Securities and Exchange Commission and Commodity Futures Trading Commission expect to take...