Operations Content

  [24387]   June 25, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 20-10 BROKER/DEALER ADVISORY COMMITTEE No. 24-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 26-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 25-10 OPERATIONS COMMITTEE No. 15-10 SEC RULES MEMBERS No. 56-10 SMALL FUNDS...

    [24386]   June 25, 2010 TO: PENSION MEMBERS No. 25-10 FEDERAL LEGISLATION MEMBERS No. 3-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 17-10 BROKER/DEALER ADVISORY COMMITTEE No. 23-10 OPERATIONS COMMITTEE No. 14-10 RE: PRESIDENT SIGNS PENSION FUNDING RELIEF WITHOUT FEE...

[24345]   June 3, 2010 TO: PENSION MEMBERS No. 20-10 FEDERAL LEGISLATION MEMBERS No. 2-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 14-10 BROKER/DEALER ADVISORY COMMITTEE No. 18-10 OPERATIONS COMMITTEE No. 13-10 RE: HOUSE PASSES FEE DISCLOSURE BILL   The House of...

    [24332]   May 27, 2010 TO: OPERATIONS COMMITTEE No. 11-10 SMALL FUNDS COMMITTEE No. 6-10 BROKER/DEALER ADVISORY COMMITTEE No. 16-10 TRANSFER AGENT ADVISORY COMMITTEE No. 27-10     RE: SEC STAFF RESPONDS TO QUESTIONS ABOUT MONEY MARKET FUND REFORM   The Staff of the SEC’s Division...

    [24333]   May 27, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 13-10 BROKER/DEALER ADVISORY COMMITTEE No. 17-10 OPERATIONS COMMITTEE No. 12-10 TRANSFER AGENT ADVISORY COMMITTEE No. 28-10     RE: SENATE PASSES FINANCIAL REGULATORY REFORM LEGISLATION   On May 20, the...

    [24308]   May 20, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 11-10 BROKER/DEALER ADVISORY COMMITTEE No. 14-10 OPERATIONS COMMITTEE No. 10-10 SMALL FUNDS MEMBERS No. 33-10 TRANSFER AGENT ADVISORY COMMITTEE No. 25-10     RE: IRS TO SEND COMPLIANCE QUESTIONNAIRE TO...

    [24298]   May 13, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 10-10 BROKER/DEALER ADVISORY COMMITTEE No. 13-10 SMALL FUNDS COMMITTEE No. 5-10 TAX COMMITTEE No. 16-10 TRANSFER AGENT ADVISORY COMMITTEE No. 23-10 OPERATIONS COMMITTEE No. 9-10     RE: DRAFT COMMENT...

    [24293]   May 11, 2010 TO: AML COMPLIANCE WORKING GROUP No. 6-10 OPERATIONS COMMITTEE No. 8-10 TRANSFER AGENT ADVISORY COMMITTEE No. 22-10 BROKER/DEALER ADVISORY COMMITTEE No. 12-10     RE: MEMBER CALL - TRAVEL RULE AND GUIDANCE ON AML PROGRAMS AND BENEFICIAL OWNERSHIP INFORMATION...

  ACTION REQUESTED [24257]   April 22, 2010 TO: PENSION COMMITTEE No. 11-10 PENSION OPERATIONS ADVISORY COMMITTEE No. 9-10 TAX COMMITTEE No. 11-10 OPERATIONS COMMITTEE No. 7-10 TRANSFER AGENT ADVISORY COMMITTEE No. 20-10 PRIVACY ISSUES WORKING GROUP No. 4-10     RE: DRAFT COMMENT...

    [24220]   April 7, 2010 TO: AML COMPLIANCE WORKING GROUP No. 4-10 OPERATIONS COMMITTEE No. 6-10 TRANSFER AGENT ADVISORY COMMITTEE No. 16-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 8-10 BROKER/DEALER ADVISORY COMMITTEE No. 11-10 SMALL FUNDS COMMITTEE No. 3-10     RE...