Operations Content

    [23010]   October 22, 2008 TO: PENSION MEMBERS No. 69-08 FEDERAL LEGISLATION MEMBERS No. 15-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 32-08 BROKER/DEALER ADVISORY COMMITTEE No. 38-08 OPERATIONS COMMITTEE No. 20-08     RE: ICI STATEMENT FOR HOUSE EDUCATION AND LABOR...

    [22950]   October 1, 2008 TO: OPERATIONS COMMITTEE No. 19-08     RE: AGENDAS FOR OCTOBER 15 & 16, 2008 OPERATIONS COMMITTEE MEETINGS               There will be a joint meeting of the Operations Committee and the Transfer Agent Advisory Committee (“TAAC”) on Wednesday, October...

[22922] September 26, 2008 TO: PENSION MEMBERS No. 58-08 FEDERAL LEGISLATION MEMBERS No. 12-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 30-08 BROKER/DEALER ADVISORY COMMITTEE No. 33-08 OPERATIONS COMMITTEE No. 18-08 RE: INSTITUTE STATEMENT TO SENATE HEALTH, EDUCATION, LABOR...

[22854] September 9, 2008 TO: PENSION MEMBERS No. 52-08 TRANSFER AGENT ADVISORY COMMITTEE No. 49-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 29-08 BROKER/DEALER ADVISORY COMMITTEE No. 31-08 OPERATIONS COMMITTEE No. 17-08 RE: ICI COMMENT LETTER ON DOL PROPOSED PARTICIPANT...

    [22817]   August 20, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-08 BROKER/DEALER ADVISORY COMMITTEE No. 28-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 16-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 61-08 SMALL FUNDS COMMITTEE No. 24...

    [22811]   August 18, 2008 TO: OPERATIONS COMMITTEE No. 15-08     RE: OPERATIONS COMMITTEE MEETING NOTICE - OCTOBER 15-16, 2008   The next Operations Committee meeting will take place on October 15th and 16th at the conclusion of the 2008 ICI Operations and Technology Conference at...

    [22789]   August 15, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-08 BANK AND TRUST ADVISORY COMMITTEE No. 25-08 BROKER/DEALER ADVISORY COMMITTEE No. 26-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-08 OPERATIONS COMMITTEE No. 14-08 TAX COMMITTEE No. 27-08 TRANSFER AGENT...

    [22775]   August 6, 2008 TO: COMPLIANCE MEMBERS No. 37-08 SEC RULES MEMBERS No. 75-08 SMALL FUNDS MEMBERS No. 49-08 AML COMPLIANCE WORKING GROUP No. 3-08 BROKER/DEALER ADVISORY COMMITTEE No. 25-08 OPERATIONS COMMITTEE No. 13-08 TRANSFER AGENT ADVISORY COMMITTEE No. 40-08     RE...

    [22762]   August 4, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 23-08 BROKER/DEALER ADVISORY COMMITTEE No. 24-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 13-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 56-08 SMALL FUNDS COMMITTEE No. 24...

[22742] July 29, 2008 TO: PENSION MEMBERS No. 44-08TRANSFER AGENT ADVISORY COMMITTEE No. 36-08BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 22-08BROKER/DEALER ADVISORY COMMITTEE No. 23-08OPERATIONS COMMITTEE No. 12-08 RE: DOL PROPOSES PLAN PARTICIPANT DISCLOSURE RULES The...