Operations Content

    [23373]   April 2, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 16-09 BROKER/DEALER ADVISORY COMMITTEE No. 18-09 OPERATIONS COMMITTEE No. 7-09 SMALL FUNDS COMMITTEE No. 6-09 TRANSFER AGENT ADVISORY COMMITTEE No. 28-09     RE: TREASURY ANNOUNCES EXTENSION OF...

    [23337]   March 18, 2009 TO: OPERATIONS COMMITTEE No. 6-09 TRANSFER AGENT ADVISORY COMMITTEE No. 25-09 BROKER/DEALER ADVISORY COMMITTEE No. 16-09 ACCOUNTING/TREASURERS COMMITTEE No. 6-09     RE: REPORT OF THE MONEY MARKET WORKING GROUP   Today, the Investment Company Institute...

[23302]   March 5, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 12-09 BROKER/DEALER ADVISORY COMMITTEE No. 15-09 OPERATIONS COMMITTEE No. 5-09 SMALL FUNDS COMMITTEE No. 3-09 TAX MEMBERS No. 7-09 TRANSFER AGENT ADVISORY COMMITTEE No. 22-09 RE: ICI AND SIFMA LETTER...

    [23274]   February 25, 2009 TO: PENSION MEMBERS No. 12-09 FEDERAL LEGISLATION MEMBERS No. 1-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 11-09 BROKER/DEALER ADVISORY COMMITTEE No. 13-09 OPERATIONS COMMITTEE No. 4-09     RE: ICI TESTIMONY TO HOUSE EDUCATION AND LABOR...

    [23268]   February 20, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 8-09 BROKER/DEALER ADVISORY COMMITTEE No. 10-09 CHIEF COMPLIANCE OFFICER COMMITTEE No. 5-09 COMPLIANCE ADVISORY COMMITTEE No. 2-09 OPERATIONS COMMITTEE No. 3-09 SEC RULES COMMITTEE No. 8-09...

    [23258]   February 17, 2009 TO: OPERATIONS COMMITTEE No. 2-09     RE: OPERATIONS COMMITTEE MEETING NOTICE - MAY 6, 2009   The next Operations Committee meeting will take place on Wednesday, May 6, 2009 preceding the start of the 2009 General Membership Meeting at the Marriott...

    [23160]   January 6, 2009 TO: COMPLIANCE MEMBERS No. 1-09 AML COMPLIANCE WORKING GROUP No. 1-09 BROKER/DEALER ADVISORY COMMITTEE No. 1-09 SEC RULES MEMBERS No. 1-09 SMALL FUNDS MEMBERS No. 2-09 OPERATIONS COMMITTEE No. 1-09 TRANSFER AGENT ADVISORY COMMITTEE No. 2-09     RE: FINRA...

    [23155]   December 31, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 41-08 BROKER/DEALER ADVISORY COMMITTEE No. 52-08 OPERATIONS COMMITTEE No. 23-08 SMALL FUNDS COMMITTEE No. 32-08 TRANSFER AGENT ADVISORY COMMITTEE No. 73-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 24...

    [23112]   December 9, 2008 TO: OPERATIONS COMMITTEE No. 22-08 TRANSFER AGENT ADVISORY COMMITTEE No. 70-08     RE: PRIVACY WHITEPAPER               The attached Privacy Whitepaper was developed by the TAAC’s Privacy Task Force, which was led by Charles Hawkins of PNC Global...

    [23075]   November 19, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 37-08 BOARD OF GOVERNORS No. 14-08 BROKER/DEALER ADVISORY COMMITTEE No. 43-08 ETF ADVISORY COMMITTEE No. 35-08 INVESTMENT COMPANY DIRECTORS No. 25-08...