Memo #
23268

Stanford Group Company - Notice of Conference Call Monday, February 23 at 10:30 a.m. Eastern Time

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[23268]

 

February 20, 2009

TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 8-09
BROKER/DEALER ADVISORY COMMITTEE No. 10-09
CHIEF COMPLIANCE OFFICER COMMITTEE No. 5-09
COMPLIANCE ADVISORY COMMITTEE No. 2-09
OPERATIONS COMMITTEE No. 3-09
SEC RULES COMMITTEE No. 8-09
TRANSFER AGENT ADVISORY COMMITTEE No. 19-09     RE: STANFORD GROUP COMPANY – NOTICE OF CONFERENCE CALL MONDAY, FEBRUARY 23 AT 10:30 A.M. EASTERN TIME

 

We have scheduled a conference call for interested ICI members at 10:30 a.m. Eastern time on Monday, February 23, 2009.  The call is intended to provide members with an opportunity to discuss potential operational issues with processing trades in light of the freezing of assets of the Stanford Group Company and related persons. 

If you would like to participate in the call, please RSVP to Maureen Maher at mmaher@ici.org.  She will reply with dial-in information for the call.

 

Robert C. Grohowski
Senior Counsel
Securities Regulation - Investment Companies