Operations Content

    [23778]   September 10, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 38-09 COMPLIANCE MEMBERS No. 42-09 INVESTMENT COMPANY DIRECTORS No. 23-09 OPERATIONS COMMITTEE No. 18-09 SEC RULES MEMBERS No. 97-09 SMALL FUNDS MEMBERS No. 54-09     RE: IDC ISSUES TASK FORCE REPORT ON...

    [23769]   September 9, 2009 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 40-09 BROKER/DEALER ADVISORY COMMITTEE No. 50-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 35-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 40-09...

    [23712] August 14, 2009   TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 33-09 BROKER/DEALER ADVISORY COMMITTEE No. 46-09 OPERATIONS COMMITTEE No. 15-09 SMALL FUNDS COMMITTEE No. 15-09 TRANSFER AGENT ADVISORY COMMITTEE No. 58-09  ...

[23706]   August 14, 2009 TO: TAX COMMITTEE No. 21-09 TRANSFER AGENT ADVISORY COMMITTEE No. 57-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 32-09 BROKER/DEALER ADVISORY COMMITTEE No. 45-09 OPERATIONS COMMITTEE No. 14-09 ACCOUNTING/TREASURERS COMMITTEE No. 12-09 CLOSED-END...

    [23605]   July 2, 2009 TO: PENSION MEMBERS No. 33-09 FEDERAL LEGISLATION MEMBERS No. 7-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 28-09 BROKER/DEALER ADVISORY COMMITTEE No. 39-09 OPERATIONS COMMITTEE No. 13-09     RE: HOUSE EDUCATION AND LABOR COMMITTEE APPROVES FEE...

    [23574]   June 22, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 26-09 BROKER/DEALER ADVISORY COMMITTEE No. 34-09 OPERATIONS COMMITTEE No. 12-09 TRANSFER AGENT ADVISORY COMMITTEE No. 46-09     RE: ADMINISTRATION PLAN FOR FINANCIAL SERVICES REGULATORY REFORM   On...

    [23563]   June 19, 2009 TO: FEDERAL LEGISLATION MEMBERS No. 4-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 24-09 BROKER/DEALER ADVISORY COMMITTEE No. 31-09 OPERATIONS COMMITTEE No. 10-09     RE: SUBCOMMITTEE OF HOUSE EDUCATION AND LABOR COMMITTEE APPROVES FEE DISCLOSURE...

    [23564]   June 19, 2009 TO: PENSION MEMBERS No. 28-09 FEDERAL LEGISLATION MEMBERS No. 5-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 25-09 BROKER/DEALER ADVISORY COMMITTEE No. 32-09 OPERATIONS COMMITTEE No. 11-09     RE: REP. NEAL REINTRODUCES DEFINED CONTRIBUTION PLAN...

    [23547]   June 15, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 30-09 OPERATIONS COMMITTEE No. 9-09 TRANSFER AGENT ADVISORY COMMITTEE No. 45-09     RE: NEW MUTUAL FUND QUOTATION SERVICE DEADLINE - 8:00 P.M.   Effective November 16, 2009, the deadline for transmission of daily...

    [23419]   April 24, 2009 TO: PENSION MEMBERS No. 19-09 FEDERAL LEGISLATION MEMBERS No. 3-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 18-09 BROKER/DEALER ADVISORY COMMITTEE No. 22-09 OPERATIONS COMMITTEE No. 8-09     RE: REP. GEORGE MILLER REINTRODUCES 401(K) FAIR...