Operations Content

  [24675]   October 29, 2010 TO: BROKER/DEALER ADVISORY COMMITTEE No. 53-10 INVESTMENT COMPANY DIRECTORS No. 25-10 OPERATIONS COMMITTEE No. 35-10 SEC RULES COMMITTEE No. 47-10 SMALL FUNDS COMMITTEE No. 19-10 TRANSFER AGENT ADVISORY COMMITTEE No. 73-10 RE: FINRA ISSUES CONCEPT RELEASE...

[24655] October 26, 2010 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 42-10 BROKER/DEALER ADVISORY COMMITTEE No. 49-10 OPERATIONS COMMITTEE No. 34-10 TRANSFER AGENT ADVISORY COMMITTEE No. 69-10 RE: ICI FILES COMMENT LETTER...

  [24647]   October 22, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 34-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 41-10 BROKER/DEALER ADVISORY COMMITTEE No. 48-10 FIXED-INCOME ADVISORY COMMITTEE No. 23-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 54-10 MUNICIPAL SECURITIES...

    [24630]   October 20, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 39-10 BROKER/DEALER ADVISORY COMMITTEE No. 46-10 OPERATIONS COMMITTEE No. 32-10 TRANSFER AGENT ADVISORY COMMITTEE No. 65-10 RE: CONFERENCE CALL TO DISCUSS DRAFT 12B-1 COMMENT LETTER; FRIDAY, OCTOBER...

  [24627]   October 19, 2010 TO: OPERATIONS COMMITTEE No. 31-10 TRANSFER AGENT ADVISORY COMMITTEE No. 64-10 BROKER/DEALER ADVISORY COMMITTEE No. 45-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 38-10 RE: TAAC COST BASIS REPORTING SURVEY RESULTS   The Transfer Agent Advisory...

[24616] October 14, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 37-10 BROKER/DEALER ADVISORY COMMITTEE No. 44-10 OPERATIONS COMMITTEE No. 30-10 SMALL FUNDS COMMITTEE No. 17-10 TAX COMMITTEE No. 32-10 TRANSFER AGENT ADVISORY COMMITTEE No. 61-10 RE: CONFERENCE CALL TO...

URGENT/ACTION REQUESTED [24613] October 14, 2010 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 36-10 BROKER/DEALER ADVISORY COMMITTEE No. 43-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 49-10 OPERATIONS COMMITTEE No. 29-10 PENSION...

[24587] October 6, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-10 BROKER/DEALER ADVISORY COMMITTEE No. 41-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 46-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 39-10 OPERATIONS COMMITTEE No. 28-10 SEC RULES MEMBERS No. 96-10 SMALL FUNDS...

[24580] October 5, 2010 TO: TAX COMMITTEE No. 30-10 OPERATIONS COMMITTEE No. 27-10 SMALL FUNDS COMMITTEE No. 14-10 TRANSFER AGENT ADVISORY COMMITTEE No. 55-10 BROKER/DEALER ADVISORY COMMITTEE No. 40-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 33-10 RE: IRS RELEASES DRAFT...

[24543]   September 15, 2010 TO: OPERATIONS COMMITTEE No. 26-10 RE: OPERATIONS COMMITTEE MEETING NOTICE - NOVEMBER 2-3, 2010   The next meeting of the Operations Committee will be held on Tuesday, November 2nd from 3:00 to 5:00 p.m. and Wednesday, November 3rd from 9:30 a.m. to 2:00 p...