Operations Content

  COMMENTS REQUESTED [25115] April 18, 2011 TO: PENSION COMMITTEE No. 14-11 PENSION OPERATIONS ADVISORY COMMITTEE No. 10-11 TAX COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 12-11 TRANSFER AGENT ADVISORY COMMITTEE No. 25-11 PRIVACY ISSUES WORKING GROUP No. 1-11 RE: IRS EXTENDS SSN...

  [25086] April 12, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 7-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 19-11 BROKER/DEALER ADVISORY COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 11-11 TAX COMMITTEE No. 19-11 SMALL FUNDS COMMITTEE No. 14-11 TRANSFER AGENT...

  [25074] April 8, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 19-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 10-11 SEC RULES COMMITTEE No. 30-11 SMALL FUNDS COMMITTEE No. 13-11 RE: DTCC AND SIFMA RELEASE MONEY MARKET INSTRUMENTS BLUE SKY TASK FORCE...

  [25014] March 8, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 5-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 16-11 BROKER/DEALER ADVISORY COMMITTEE No. 14-11 OPERATIONS COMMITTEE No. 9-11 SMALL FUNDS COMMITTEE No. 11-11 TAX COMMITTEE No. 12-11 TRANSFER AGENT ADVISORY...

  [24971] February 17, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 3-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 11-11 BROKER/DEALER ADVISORY COMMITTEE No. 9-11 OPERATIONS COMMITTEE No. 8-11 TAX COMMITTEE No. 7-11 TRANSFER AGENT ADVISORY COMMITTEE No. 14-11 RE...

  [24962] February 11, 2011 TO: PENSION MEMBERS No. 11-11 OPERATIONS COMMITTEE No. 7-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 10-11 TRANSFER AGENT ADVISORY COMMITTEE No. 13-11 RE: DOL EXTENDS COMPLIANCE DEADLINE FOR SERVICE PROVIDER DISCLOSURE RULES TO JANUARY 1, 2012  ...

  [24958] February 10, 2011 TO: OPERATIONS COMMITTEE No. 6-11 RE: OPERATIONS COMMITTEE MEETING NOTICE - APRIL 5-6, 2011   The next meeting of the Operations Committee will be held on Tuesday, April 5th from 3:00 to 5:00 p.m. and Wednesday, April 6th from 8:30 a.m. to 1:30 p.m. The...

  [24939] February 3, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-11 BROKER/DEALER ADVISORY COMMITTEE No. 8-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-11 ETF ADVISORY COMMITTEE No. 12-11 EQUITY MARKETS ADVISORY COMMITTEE No. 11-11 FIXED-INCOME ADVISORY...

[24913] January 27, 2011 TO: ACCOUNTING/TREASURERS MEMBERS No. 1-11 BROKER/DEALER ADVISORY COMMITTEE No. 6-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 5-11 OPERATIONS COMMITTEE No. 4-11 SEC RULES MEMBERS No. 20-11 SMALL FUNDS COMMITTEE...

  [24878] January 14, 2011 TO: PENSION MEMBERS No. 5-11 SEC RULES MEMBERS No. 8-11 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 2-11 TRANSFER AGENT ADVISORY COMMITTEE No. 6-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 6-11 OPERATIONS COMMITTEE No. 3-11 RE: ICI FILES COMMENT...