Operations Content

[25720] December 16, 2011 TO: OPERATIONS COMMITTEE No. 52-11 TRANSFER AGENT ADVISORY COMMITTEE No. 104-11 SMALL FUNDS COMMITTEE No. 55-11 COMPLIANCE MEMBERS No. 46-11 RE: SEC PAY-TO-PLAY RULE - SUPPLEMENTAL IMPLEMENTATION GUIDANCE TO REFLECT NO-ACTION RELIEF GRANTED TO ICI   On August...

  [25694] December 8, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 40-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 77-11 BROKER/DEALER ADVISORY COMMITTEE No. 83-11 OPERATIONS COMMITTEE No. 51-11 SMALL FUNDS COMMITTEE No. 54-11 TAX COMMITTEE No. 77-11 TRANSFER AGENT...

  [25690] December 6, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 39-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 76-11 BROKER/DEALER ADVISORY COMMITTEE No. 81-11 OPERATIONS COMMITTEE No. 50-11 PENSION COMMITTEE No. 31-11 SMALL FUNDS COMMITTEE No. 53-11 TAX COMMITTEE No...

[25669] November 29, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 38-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 73-11 BROKER/DEALER ADVISORY COMMITTEE No. 79-11 OPERATIONS COMMITTEE No. 49-11 SMALL FUNDS COMMITTEE No. 52-11 TAX COMMITTEE No. 74-11 TRANSFER AGENT...

  [25657] November 22, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 36-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 70-11 BROKER/DEALER ADVISORY COMMITTEE No. 76-11 OPERATIONS COMMITTEE No. 48-11 SMALL FUNDS COMMITTEE No. 51-11 TAX COMMITTEE No. 73-11 TRANSFER AGENT...

  [25645] November 17, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 35-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 69-11 BROKER/DEALER ADVISORY COMMITTEE No. 75-11 OPERATIONS COMMITTEE No. 47-11 SMALL FUNDS COMMITTEE No. 50-11 TAX COMMITTEE No. 72-11 TRANSFER AGENT...

  [25640] November 15, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 34-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 68-11 BROKER/DEALER ADVISORY COMMITTEE No. 74-11 OPERATIONS COMMITTEE No. 46-11 SMALL FUNDS COMMITTEE No. 49-11 TAX COMMITTEE No. 71-11 TRANSFER AGENT...

  [25636] November 10, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 33-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 67-11 BROKER/DEALER ADVISORY COMMITTEE No. 73-11 OPERATIONS COMMITTEE No. 45-11 SMALL FUNDS COMMITTEE No. 48-11 TAX COMMITTEE No. 69-11 TRANSFER AGENT...

  [25618] November 7, 2011 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 66-11 BROKER/DEALER ADVISORY COMMITTEE No. 72-11 OPERATIONS COMMITTEE No. 44-11 SMALL FUNDS COMMITTEE No. 47-11 TRANSFER AGENT ADVISORY COMMITTEE No. 92-11 RE: INSTITUTE PUBLISHES UPDATE TO “WHO GETS...

    [25592]   October 27, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 32-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 64-11 BROKER/DEALER ADVISORY COMMITTEE No. 69-11 OPERATIONS COMMITTEE No. 43-11 SMALL FUNDS COMMITTEE No. 46-11 TAX COMMITTEE No. 67-11 TRANSFER AGENT...