Operations Content

[26612] October 25, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 13-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 48-12 BROKER/DEALER ADVISORY COMMITTEE No. 54-12 OPERATIONS COMMITTEE No. 39-12 SMALL FUNDS COMMITTEE No. 24-12 TAX COMMITTEE No. 45-12 TRANSFER AGENT ADVISORY...

  [26590] October 18, 2012 TO: OPERATIONS COMMITTEE No. 38-12 BROKER/DEALER ADVISORY COMMITTEE No. 51-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 45-12 TRANSFER AGENT ADVISORY COMMITTEE No. 62-12 RE: CFTC FILES SUPPLEMENTAL BRIEF IN LAWSUIT CHALLENGING AMENDMENTS TO RULE 4.5...

  [26574] October 10, 2012 TO: OPERATIONS COMMITTEE No. 37-12 RE: MARK YOUR CALENDAR - 2013 MEETING SCHEDULE   Please mark your calendar for the following Operations Committee meetings scheduled in 2013: April 10-11 October 15-16 ICI - Washington, D.C. ICI – Washington, D.C. The...

  [26567] October 9, 2012 TO: OPERATIONS COMMITTEE No. 36-12 BROKER/DEALER ADVISORY COMMITTEE No. 50-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 44-12 TRANSFER AGENT ADVISORY COMMITTEE No. 60-12 RE: ORAL ARGUMENT IN LAWSUIT CHALLENGING AMENDMENTS TO RULE 4.5   On October 5...

  [26561] October 8, 2012 TO: OPERATIONS COMMITTEE No. 35-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 43-12 RE: NEW FLORIDA LAW PROHIBITS PAYING ACCOUNT PROCEEDS TO AN EX-SPOUSE WHO IS A BENEFICIARY OF A DECEDENT   Effective July 1, 2012, Florida has a new law that, with...

[26511] September 19, 2012 TO: PENSION MEMBERS No. 31-12 OPERATIONS COMMITTEE No. 34-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-12 BROKER/DEALER ADVISORY COMMITTEE No. 46-12 TRANSFER AGENT ADVISORY COMMITTEE No. 56-12 RE: DOL ACTIVATES 408(b)(2) NON-COMPLIANT PROVIDER...

[26503] September 17, 2012 TO: TAX COMMITTEE No. 42-12 ICI GLOBAL TAX COMMITTEE No. 12-12 INTERNATIONAL COMMITTEE No. 35-12 OPERATIONS COMMITTEE No. 32-12 BROKER/DEALER ADVISORY COMMITTEE No. 45-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 40-12 TRANSFER AGENT ADVISORY...

[26508] September 17, 2012 TO: TAX MEMBERS No. 33-12 INTERNATIONAL MEMBERS No. 36-12 OPERATIONS COMMITTEE No. 33-12 TRANSFER AGENT ADVISORY COMMITTEE No. 55-12 TAAC FATCA TASK FORCE No. 6-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 18-12 ICI GLOBAL TAX COMMITTEE RE: U.S. AND U...

[26418] August 29, 2012 TO: TAX COMMITTEE No. 41-12 TRANSFER AGENT ADVISORY COMMITTEE No. 53-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 39-12 BROKER/DEALER ADVISORY COMMITTEE No. 43-12 OPERATIONS COMMITTEE No. 31-12 ACCOUNTING/TREASURERS COMMITTEE No. 11-12 CLOSED-END...

  [26402] August 21, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 12-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-12 BROKER/DEALER ADVISORY COMMITTEE No. 41-12 OPERATIONS COMMITTEE No. 30-12 SMALL FUNDS COMMITTEE No. 22-12 TAAC COST BASIS REPORTING TASK FORCE No. 9-12...