Operations Content

  [26691] November 16, 2012 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 55-12 BROKER/DEALER ADVISORY COMMITTEE No. 61-12 INDEPENDENT DIRECTORS COUNCIL No. 1-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 55-12 MUNICIPAL SECURITIES...

[26696] November 16, 2012 TO: TAX COMMITTEE No. 52-12 ICI GLOBAL TAX COMMITTEE No. 16-12 INTERNATIONAL COMMITTEE No. 42-12 OPERATIONS COMMITTEE No. 49-12 BROKER/DEALER ADVISORY COMMITTEE No. 63-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 57-12 TRANSFER AGENT ADVISORY...

  [26692] November 15, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 15-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 54-12 BROKER/DEALER ADVISORY COMMITTEE No. 60-12 OPERATIONS COMMITTEE No. 47-12 SMALL FUNDS COMMITTEE No. 29-12 TAAC COST BASIS REPORTING TASK FORCE No. 12...

  [26677] November 9, 2012 TO: TAX COMMITTEE No. 48-12 ICI GLOBAL TAX COMMITTEE No. 13-12 INTERNATIONAL COMMITTEE No. 40-12 OPERATIONS COMMITTEE No. 45-12 BROKER/DEALER ADVISORY COMMITTEE No. 58-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 52-12 TRANSFER AGENT ADVISORY...

[26676] November 9, 2012 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 67-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 51-12 BROKER/DEALER ADVISORY COMMITTEE No. 57-12 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-12 OPERATIONS COMMITTEE No. 44-12 SMALL FUNDS COMMITTEE No. 27-12 RE...

  [26678] November 9, 2012 TO: TAX COMMITTEE No. 49-12 ICI GLOBAL TAX COMMITTEE No. 14-12 INTERNATIONAL COMMITTEE No. 41-12 OPERATIONS COMMITTEE No. 46-12 BROKER/DEALER ADVISORY COMMITTEE No. 59-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 53-12 TRANSFER AGENT ADVISORY...

[26648] November 6, 2012 TO: OPERATIONS COMMITTEE No. 43-12 RE: MEMBER CALL ON CFTC RULE 4.5 ISSUES NOVEMBER 13 - PLEASE SUBMIT YOUR QUESTIONS   On Tuesday, November 13, from 2-3:30 p.m. ET, ICI will hold a conference call to discuss member questions related to CFTC Rule 4.5...

[26646] November 6, 2012 TO: ACCOUNTING/TREASURERS MEMBERS No. 17-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 73-12 COMPLIANCE MEMBERS No. 19-12 INVESTMENT ADVISER MEMBERS No. 42-12 OPERATIONS COMMITTEE No. 42-12 SEC RULES MEMBERS No. 102-12 SMALL FUNDS MEMBERS No. 36-12 RE: SEC...

  [26638] November 1, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 14-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 50-12 BROKER/DEALER ADVISORY COMMITTEE No. 56-12 OPERATIONS COMMITTEE No. 41-12 SMALL FUNDS COMMITTEE No. 25-12 TAX COMMITTEE No. 46-12 TRANSFER AGENT...

[26620] October 26, 2012 TO: SECURITIES OPERATIONS ADVISORY GROUP ACCOUNTING/TREASURERS COMMITTEE No. 15-12 EQUITY MARKETS ADVISORY COMMITTEE No. 33-12 OPERATIONS COMMITTEE No. 40-12 RE: RELEASE OF DTCC-COMMISSIONED STUDY REGARDING A SHORTENED SETTLEMENT CYCLE   To initiate a...