Operations Content

[27456] August 14, 2013 TO: TAX COMMITTEE No. 22-13 OPERATIONS COMMITTEE No. 36-13 TRANSFER AGENT ADVISORY COMMITTEE No. 58-13 RE: DRAFT LETTER REGARDING DE MINIMIS WASH SALE RULE FOR MONEY MARKET FUNDS - COMMENTS REQUESTED   Attached for your review is a draft letter to the Treasury...

ACTION REQUESTED [27458] August 13, 2013 TO: PENSION COMMITTEE No. 21-13 PENSION OPERATIONS ADVISORY COMMITTEE No. 20-13 OPERATIONS COMMITTEE No. 35-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE TRANSFER AGENT ADVISORY COMMITTEE No. 57-13 RE: ICI DRAFT COMMENT LETTER ON PBGC RFI...

[27398] July 23, 2013 TO: PENSION MEMBERS No. 33-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 22-13 BROKER/DEALER ADVISORY COMMITTEE No. 35-13 TRANSFER AGENT ADVISORY COMMITTEE No. 56-13 OPERATIONS COMMITTEE No. 34-13 RE: DOL PROVIDES ANNUAL DEADLINE RELIEF FOR PARTICIPANT FEE...

[27382] July 17, 2013 TO: PENSION MEMBERS No. 32-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 21-13 OPERATIONS COMMITTEE No. 33-13 TRANSFER AGENT ADVISORY COMMITTEE No. 55-13 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA   The Department of Labor (Department) has...

[27377] July 16, 2013 TO: PENSION MEMBERS No. 31-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 20-13 OPERATIONS COMMITTEE No. 32-13 TRANSFER AGENT ADVISORY COMMITTEE No. 54-13 RE: SUPREME COURT HOLDING IN U.S. v. WINDSOR WILL IMPACT RETIREMENT PLAN ADMINISTRATION   In United...

27374] July 15, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 19-13 OPERATIONS COMMITTEE No. 31-13 RE: TREASURY ANNOUNCES SIX-MONTH FATCA IMPLEMENTATION DELAY   The Treasury Department and Internal Revenue Service today announced a six-month extension of the FATCA...

[27360] July 8, 2013 TO: OPERATIONS COMMITTEE No. 30-13 PENSION MEMBERS No. 30-13 TRANSFER AGENT ADVISORY COMMITTEE No. 52-13 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY ALASKA FLOODS   The Internal Revenue Service (IRS) has extended certain deadlines (including the...

[27355] July 5, 2013 TO: BROKER/DEALER ADVISORY COMMITTEE No. 32-13 OPERATIONS COMMITTEE No. 29-13 RE: COMMENT LETTER TO SEC IN RESPONSE TO RFI ON POSSIBLE FIDUCIARY DUTY FOR BROKER-DEALERS AND IA-BD HARMONIZATION   In March, the Securities and Exchange Commission published a request...

[27348] July 2, 2013 TO: PENSION COMMITTEE No. 16-13 PENSION OPERATIONS ADVISORY COMMITTEE No. 15-13 OPERATIONS COMMITTEE No. 28-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 17-13 TRANSFER AGENT ADVISORY COMMITTEE No. 50-13 RE: ICI CONFERENCE CALL ON PBGC MISSING PARTICIPANTS...

[27337] June 27, 2013 TO: PENSION COMMITTEE No. 15-13 PENSION OPERATIONS ADVISORY COMMITTEE No. 14-13 OPERATIONS COMMITTEE No. 27-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 16-13 TRANSFER AGENT ADVISORY COMMITTEE No. 49-13 RE: PBGC ISSUES REQUEST FOR INFORMATION REGARDING...