Operations Content

[27320] June 19, 2013 TO: PENSION MEMBERS No. 26-13 OPERATIONS COMMITTEE No. 26-13 TRANSFER AGENT ADVISORY COMMITTEE No. 46-13 RE: DEPARTMENT OF LABOR ISSUES COMPLIANCE GUIDANCE REGARDING OKLAHOMA TORNADOES   The Department of Labor (DOL) issued guidance on compliance with employee...

[27287] June 10, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-13 BROKER/DEALER ADVISORY COMMITTEE No. 28-13 INVESTMENT COMPANY DIRECTORS No. 9-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 13-13 MUNICIPAL SECURITIES ADVISORY...

[27285] June 7, 2013 TO: PENSION COMMITTEE No. 12-13 PENSION OPERATIONS ADVISORY COMMITTEE No. 12-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 14-13 BROKER/DEALER ADVISORY COMMITTEE No. 27-13 OPERATIONS COMMITTEE No. 24-13 TRANSFER AGENT ADVISORY COMMITTEE No. 42-13 RE...

[27278] June 6, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 40-13 OPERATIONS COMMITTEE No. 21-13 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY ILLINOIS STORMS   The Internal Revenue Service (IRS) has extended certain deadlines (including the deadline for filing Form...

[27279] June 6, 2013 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 41-13 OPERATIONS COMMITTEE No. 22-13 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY OKLAHOMA TORNADOES   The Internal Revenue Service (IRS) has extended certain deadlines (including the deadline for filing...

[27281] June 6, 2013 TO: PENSION MEMBERS No. 25-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 13-13 BROKER/DEALER ADVISORY COMMITTEE No. 26-13 OPERATIONS COMMITTEE No. 23-13 RE: DOL ISSUES PROPOSED AMENDMENT TO PTE 80-26 TO PROVIDE RETROACTIVE AND TEMPORARY PROSPECTIVE RELIEF...

[27229] May 9, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 12-13 BROKER/DEALER ADVISORY COMMITTEE No. 22-13 OPERATIONS COMMITTEE No. 20-13 TRANSFER AGENT ADVISORY COMMITTEE No. 35-13 RE: ICI RECOMMENDATIONS FOR 2013-2014 TREASURY/IRS GUIDANCE PRIORITY LIST--RETIREMENT...

[27212] May 1, 2013 TO: 529 PLAN MEMBERS No. 2-13 ACCOUNTING/TREASURERS MEMBERS No. 16-13 ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 4-13 BDAC COST BASIS REPORTING TASK FORCE No. 3-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 10-13 BROKER/DEALER ADVISORY COMMITTEE No. 21-13...

[27181] April 15, 2013 TO: OPERATIONS COMMITTEE No. 18-13 SMALL FUNDS COMMITTEE No. 9-13 SEC RULES COMMITTEE No. 16-13 TRANSFER AGENT ADVISORY COMMITTEE No. 30-13 RE: SEC ADOPTS IDENTITY THEFT RED FLAG REGULATION AS REQUIRED BY THE DODD-FRANK ACT; COMPLIANCE DATE SET FOR OCTOBER 2013...

[27180] April 12, 2013 TO: OPERATIONS COMMITTEE No. 17-13 RE: EU COUNTRIES SIGN AGREEMENT TO IMPLEMENT FATCA - TYPE RULES   Germany, France, Italy, Spain and the UK (the “G5”) have agreed to develop and implement a pilot program to address the problem of offshore tax compliance...