Operations Content

[26936] January 23, 2013 TO: OPERATIONS COMMITTEE No. 8-13 RE: FINAL FATCA REGULATIONS HIGHLIGHTS The final regulations that were released on January 17 [1] to implement the Foreign Account Tax Compliance Act (“FATCA”) [2] address many of the concerns raised by ICI and ICI Global in...

[26883] January 15, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-13 BOARD OF GOVERNORS No. 3-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-13 COMPLIANCE MEMBERS No. 4-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 9-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-13 ETF ADVISORY...

[26874] January 14, 2013 TO: OPERATIONS COMMITTEE No. 6-13 TRANSFER AGENT ADVISORY COMMITTEE No. 9-13 BROKER/DEALER ADVISORY COMMITTEE No. 4-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 4-13 RE: ICI LETTER ON CFTC’S PROPOSAL TO ENHANCE PROTECTIONS AFFORDED CUSTOMERS AND...

[26863] January 11, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 3-13 BOARD OF GOVERNORS No. 2-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-13 COMPLIANCE MEMBERS No. 3-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 5-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-13 ETF ADVISORY...

[26862] January 11, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 3-13 BROKER/DEALER ADVISORY COMMITTEE No. 3-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 2-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 1-13 OPERATIONS COMMITTEE...

[26848] January 8, 2013 TO: BDAC COST BASIS REPORTING TASK FORCE No. 1-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 2-13 BROKER/DEALER ADVISORY COMMITTEE No. 2-13 OPERATIONS COMMITTEE No. 3-13 SMALL FUNDS COMMITTEE No. 1-13 TAAC COST BASIS REPORTING TASK FORCE No. 1-13 TAX...

[26838] January 7, 2013 TO: PENSION MEMBERS No. 6-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 1-13 BROKER/DEALER ADVISORY COMMITTEE No. 1-13 OPERATIONS COMMITTEE No. 2-13 TRANSFER AGENT ADVISORY COMMITTEE No. 5-13 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA   The...

[26818] January 3, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-13 BOARD OF GOVERNORS No. 1-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 2-13 COMPLIANCE MEMBERS No. 1-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 3-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-13 ETF ADVISORY...

[26806] December 27, 2012 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-12 BOARD OF GOVERNORS No. 15-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 86-12 COMPLIANCE MEMBERS No. 30-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 72-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 45-12 ETF...

ACTION REQUESTED [26798] December 20, 2012 TO: PENSION COMMITTEE No. 33-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 31-12 OPERATIONS COMMITTEE No. 50-12 RE: DEPARTMENT OF LABOR ISSUES PROPOSED AMENDMENTS TO ABANDONED PLAN REGULATIONS AND CLASS EXEMPTION -- COMMENTS DUE BY FEBRUARY 11...