Operations Content

[26397] August 14, 2012 TO: TAX MEMBERS No. 31-12 INTERNATIONAL MEMBERS No. 33-12 OPERATIONS COMMITTEE No. 28-12 TRANSFER AGENT ADVISORY COMMITTEE No. 49-12 TAAC FATCA TASK FORCE No. 3-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 16-12 RE: IRS RELEASES DRAFT INVESTOR...

  [26399] August 14, 2012 TO: TAX COMMITTEE No. 38-12 ICI GLOBAL TAX COMMITTEE No. 10-12 INTERNATIONAL COMMITTEE No. 31-12 OPERATIONS COMMITTEE No. 29-12 BROKER/DEALER ADVISORY COMMITTEE No. 40-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 37-12 TRANSFER AGENT ADVISORY...

[26387] August 9, 2012 TO: OPERATIONS COMMITTEE No. 27-12 RE: OPERATIONS COMMITTEE MEETING NOTICE - OCTOBER 16-17, 2012   The next meeting of the Operations Committee will be held on Tuesday, October 16 and Wednesday, October 17, 2012 at the offices of the Investment Company Institute...

[26385] August 9, 2012 TO: OPERATIONS COMMITTEE No. 26-12 RE: MSRB SEEKS COMMENT ON ITS PROPOSAL TO COLLECT 529 PLAN DATA   As you may recall, last July the MSRB sought comment on a concept proposal to require municipal securities dealers that act as primary distributors of 529 plans...

[26383] August 9, 2012 TO: OPERATIONS COMMITTEE No. 24-12 RE: FINRA WITHDRAWALS FROM FURTHER CONSIDERATION PROPOSAL TO REQUIRE THE ISSUANCE OF MONTHLY ACCOUNT STATEMENTS   I am pleased to inform you that FINRA has withdrawn from further consideration proposed Rule 2231, relating to...

[26384] August 9, 2012 TO: OPERATIONS COMMITTEE No. 25-12 RE: DELAWARE PROVIDES ADDITIONAL GUIDANCE REGARDING WHAT CONSTITUTES CONTACT FOR PURPOSES OF ITS ESCHEATMENT LAW   As we previously informed you, since 2008, Delaware’s Escheat Law has utilized a “no contact” standard, rather...

[26378] August 8, 2012 TO: PENSION MEMBERS No. 28-12 OPERATIONS COMMITTEE No. 23-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 35-12 BROKER/DEALER ADVISORY COMMITTEE No. 38-12 TRANSFER AGENT ADVISORY COMMITTEE No. 47-12 RE: DOL ISSUES DIRECT FINAL RULE REVISING 408(b)(2) NON...

[26338] July 25, 2012 TO: BDAC COST BASIS REPORTING TASK FORCE No. 11-12 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 32-12 BROKER/DEALER ADVISORY COMMITTEE No. 34-12 OPERATIONS COMMITTEE No. 22-12 SMALL FUNDS COMMITTEE No. 21-12 TAAC COST BASIS REPORTING TASK FORCE No. 8-12 TAX...

[26262] June 25, 2012 TO: OPERATIONS COMMITTEE No. 21-12 RE: MARK YOUR CALENDAR - FALL MEETING DATE CHANGED TO OCTOBER 16-17, 2012   Due to scheduling conflicts, the fall meeting of the Operations Committee that was scheduled for November 6-7, 2012, has been changed to October 16-17...

  [26258] June 22, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-12 BROKER/DEALER ADVISORY COMMITTEE No. 32-12 OPERATIONS COMMITTEE No. 20-12 TRANSFER AGENT ADVISORY COMMITTEE No. 40-12 RE: ICI STUDY ON OPERATIONAL IMPACTS OF PROPOSED REDEMPTION RESTRICTIONS ON MONEY...