Operations Content

[27755] December 11, 2013 TO: PENSION MEMBERS No. 58-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 43-13 OPERATIONS COMMITTEE No. 58-13 TRANSFER AGENT ADVISORY COMMITTEE No. 86-13 RE: ICI SUBMITS LETTER TO DEPARTMENT OF THE TREASURY REGARDING RETROACTIVE APPLICATION OF U.S. V...

[27744] December 5, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 42-13 BROKER/DEALER ADVISORY COMMITTEE No. 54-13 OPERATIONS COMMITTEE No. 55-13 SMALL FUNDS COMMITTEE No. 22-13 TRANSFER AGENT ADVISORY COMMITTEE No. 84-13 RE: INSTITUTE PUBLISHES RESULTS FROM THE 2013...

[27739] December 4, 2013 TO: PENSION MEMBERS No. 56-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-13 OPERATIONS COMMITTEE No. 54-13 TRANSFER AGENT ADVISORY COMMITTEE No. 83-13 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA   The Department of Labor (Department) has...

[27694] November 12, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 39-13 BROKER/DEALER ADVISORY COMMITTEE No. 51-13 OPERATIONS COMMITTEE No. 52-13 TRANSFER AGENT ADVISORY COMMITTEE No. 80-13 RE: STATUS OF ICI COMMITTEE WORK ON BUSINESS CONTINUITY AND UNSCHEDULED MARKET...

[27695] November 12, 2013 TO: BROKER/DEALER ADVISORY COMMITTEE No. 52-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 91-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 78-13 INVESTMENT ADVISER MEMBERS No. 72-13 OPERATIONS COMMITTEE No. 53-13 SEC RULES MEMBERS No. 102-13 TRANSFER AGENT...

[27684] November 7, 2013 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-13 BROKER/DEALER ADVISORY COMMITTEE No. 50-13 OPERATIONS COMMITTEE No. 51-13 TRANSFER AGENT ADVISORY COMMITTEE No. 78-13 RE: INSTITUTE PUBLISHED TWO STUDIES FOCUSED ON RETIREMENT SAVERS IN THE WAKE OF...

[27619] October 2, 2013 TO: PENSION MEMBERS No. 48-13 OPERATIONS COMMITTEE No. 50-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 35-13 TRANSFER AGENT ADVISORY COMMITTEE No. 74-13 RE: ICI COMMENT LETTER ON ANNUAL REPORT/RETURN OF EMPLOYEE BENEFIT PLAN (FORM 5500)   The Institute...

[27582] September 23, 2013 TO: PENSION MEMBERS No. 46-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 34-13 OPERATIONS COMMITTEE No. 49-13 TRANSFER AGENT ADVISORY COMMITTEE No. 72-13 RE: DOL ISSUES GUIDANCE TO EMPLOYEE BENEFIT PLANS IN RESPONSE TO U.S. V. WINDSOR AND ADOPTS...

[27573] September 19, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 27-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 33-13 BROKER/DEALER ADVISORY COMMITTEE No. 45-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 25-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 25-13 OPERATIONS...

[27572] September 18, 2013 TO: PENSION MEMBERS No. 45-13 OPERATIONS COMMITTEE No. 47-13 TRANSFER AGENT ADVISORY COMMITTEE No. 71-13 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY COLORADO SEVERE STORMS   The Internal Revenue Service (IRS) has extended certain deadlines...