Operations Content

[28119] May 13, 2014 TO: PENSION MEMBERS No. 20-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 21-14 BROKER/DEALER ADVISORY COMMITTEE No. 25-14 OPERATIONS COMMITTEE No. 26-14 TRANSFER AGENT ADVISORY COMMITTEE No. 28-14 RE: INSTITUTE COMMENT LETTER TO DEPARTMENT OF LABOR ON...

[28107] May 9, 2014 TO: PENSION MEMBERS No. 19-14 OPERATIONS COMMITTEE No. 25-14 TRANSFER AGENT ADVISORY COMMITTEE No. 27-14 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY SEVERE STORMS, TORNADOES, STRAIGHT-LINE WINDS, AND FLOODING IN ALABAMA AND FLORIDA   The Internal...

[28091] May 5, 2014 TO: PENSION MEMBERS No. 18-14 OPERATIONS COMMITTEE No. 24-14 TRANSFER AGENT ADVISORY COMMITTEE No. 26-14 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY SEVERE STORMS, TORNADOES, AND FLOODING IN ARKANSAS   The Internal Revenue Service (IRS) has extended...

[28092] May 5, 2014 TO: PENSION MEMBERS No. 17-14 OPERATIONS COMMITTEE No. 23-14 TRANSFER AGENT ADVISORY COMMITTEE No. 24-14 RE: IRS EXTENDS CERTAIN DEADLINES FOR TAXPAYERS AFFECTED BY SEVERE STORMS, TORNADOES, AND FLOODING IN MISSISSIPPI   The Internal Revenue Service (IRS) has...

[28090] May 5, 2014 TO: BROKER/DEALER ADVISORY COMMITTEE No. 22-14 TAAC FATCA TASK FORCE No. 5-14 TRANSFER AGENT ADVISORY COMMITTEE No. 23-14 OPERATIONS COMMITTEE No. 22-14 RE: IRS PROVIDES FATCA TRANSACTION RELIEF   The IRS has released Notice 2014-33, which provides that calendar...

[28048] April 17, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 18-14 BROKER/DEALER ADVISORY COMMITTEE No. 19-14 OPERATIONS COMMITTEE No. 21-14 RE: ICI SUBMITS COMMENTS IN RESPONSE TO FSB CONSULTATION ON INVESTMENT FUNDS AS “GLOBAL SIFIS”   In January, the Financial...

[28022] April 8, 2014 TO: PENSION MEMBERS No. 15-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 17-14 OPERATIONS COMMITTEE No. 20-14 TRANSFER AGENT ADVISORY COMMITTEE No. 22-14 RE: IRS ISSUES GUIDANCE ON THE APPLICATION OF U.S. V. WINDSOR AND REVENUE RULING 2013-17 TO QUALIFIED...

[28018] April 7, 2014 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 16-14 BROKER/DEALER ADVISORY COMMITTEE No. 18-14 OPERATIONS COMMITTEE No. 19-14 TRANSFER AGENT ADVISORY COMMITTEE No. 21-14 RE: ICI RELEASES MUTUAL FUND OPERATIONS PLANNING GUIDE FOR AN UNEXPECTED MARKET CLOSE...

  [28013] April 4, 2014 TO: BROKER/DEALER ADVISORY COMMITTEE No. 17-14 OPERATIONS COMMITTEE No. 18-14 TRANSFER AGENT ADVISORY COMMITTEE No. 20-14 TAAC FATCA TASK FORCE No. 4-14 TAX COMMITTEE No. 10-14 RE: IRS EXTENDS DEADLINE TO REGISTER FOR FATCA AND IDENTIFIES PENDING IGAs  ...

[28007] March 31, 2014 TO: OPERATIONS COMMITTEE No. 17-14 RE: ICI FILES COMMENT LETTER WITH DEPARTMENT OF COMMERCE DISCUSSING IMPORTANCE OF MUTUAL FUNDS’ ACCESS TO THE DEATH MASTER FILE   As you may know, the Bipartisan Budget Act of 2013 requires the Secretary of Commerce (the...