Investment Advisers Content

[18234] November 22, 2004 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 7-04 INVESTMENT ADVISERS COMMITTEE No. 19-04 PENSION COMMITTEE No. 57-04 SEC RULES COMMITTEE No. 91-04 RE: NASD ISSUES NOTICE TO MEMBERS RELATING TO USE OF INVESTMENT ANALYSIS TOOLS; EFFECTIVE DATE IS FEBRUARY...

[18135] October 26, 2004 TO: INVESTMENT ADVISERS COMMITTEE No. 17-04 RE: NOTICE OF INVESTMENT ADVISERS COMMITTEE MEETING WEST COAST VIDEOCONFERENCE OPTION-- NOVEMBER 9, 2004 A meeting of the Investment Advisers Committee has been scheduled for Tuesday, November 9, 2004 at the...

[18130] October 22, 2004 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 6-04 INVESTMENT ADVISERS COMMITTEE No. 16-04 PENSION COMMITTEE No. 50-04 SEC RULES COMMITTEE No. 82-04 RE: SEC APPROVES NASD PROPOSAL RELATING TO USE OF INVESTMENT ANALYSIS TOOLS The Securities and Exchange...

[18071] October 5, 2004 TO: INVESTMENT ADVISERS COMMITTEE No. 15-04 RE: NOTICE OF MEETING -- NOVEMBER 9, 2004 A meeting of the Investment Advisers Committee has been scheduled for Tuesday, November 9, 2004 at the offices of the Investment Company Institute, 1401 H Street, N.W...

[17947] September 7, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-04 INTERNATIONAL COMMITTEE No. 42-04 INVESTMENT ADVISERS COMMITTEE No. 14-04 SEC RULES COMMITTEE No. 75-04 RE: INSTITUTE DRAFT COMMENT LETTER ON SEC PROPOSAL REQUIRING HEDGE FUND ADVISERS TO REGISTER UNDER...

[17944] September 2, 2004 TO: INVESTMENT ADVISERS COMMITTEE No. 13-04 SEC RULES COMMITTEE No. 74-04 RE: INSTITUTE DRAFT COMMENT LETTER ON THE SEC’S PROPOSAL TO EXCLUDE CERTAIN BROKER-DEALERS FROM THE ADVISERS ACT As we previously informed you, the SEC recently reproposed comment Rule...

[17895] August 13, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-04 COMPLIANCE ADVISORY COMMITTEE No. 79-04 INVESTMENT ADVISERS COMMITTEE No. 12-04 PRIVACY ISSUES WORKING GROUP No. 5-04 SEC RULES COMMITTEE No. 70-04 SMALL FUNDS COMMITTEE No. 45-04 TRANSFER AGENT ADVISORY...

[17823] July 28, 2004 TO: SEC RULES COMMITTEE No. 64-04 SMALL FUNDS COMMITTEE No. 42-04 COMPLIANCE ADVISORY COMMITTEE No. 76-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-04 INVESTMENT ADVISERS COMMITTEE No. 10-04 TRANSFER AGENT ADVISORY COMMITTEE No. 65-04 UNIT INVESTMENT TRUST...

[17829] July 28, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-04 INTERNATIONAL COMMITTEE No. 41-04 INVESTMENT ADVISERS COMMITTEE No. 11-04 SEC RULES COMMITTEE No. 65-04 RE: SEC PROPOSES REQUIRING HEDGE FUND ADVISERS TO REGISTER UNDER THE INVESTMENT ADVISERS ACT In a three...

[17762] July 13, 2004 TO: SEC RULES COMMITTEE No. 60-04 SMALL FUNDS COMMITTEE No. 39-04 COMPLIANCE ADVISORY COMMITTEE No. 70-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-04 INVESTMENT ADVISERS COMMITTEE No. 8-04 UNIT INVESTMENT TRUST COMMITTEE No. 16-04 TRANSFER AGENT ADVISORY...