Investment Advisers Content

    [21416]   August 2, 2007 TO: CEOS CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-07 COMPLIANCE ADVISORY COMMITTEE No. 15-07 EQUITY MARKETS ADVISORY COMMITTEE No. 44-07 INTERNATIONAL COMMITTEE No. 22-07INVESTMENT ADVISERS COMMITTEE No. 14-07 PENSION COMMITTEE No. 22-07 PRIMARY...

    [21413]   August 1, 2007 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 14-07 ETF ADVISORY COMMITTEE No. 27-07 EQUITY MARKETS ADVISORY COMMITTEE No. 43-07 FIXED-INCOME ADVISORY COMMITTEE No. 19-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-07 529 PLAN ADVISORY COMMITTEE No. 8-07...

  [21220]   June 7, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-07 COMPLIANCE ADVISORY COMMITTEE No. 10-07 EQUITY MARKETS ADVISORY COMMITTEE No. 31-07 INVESTMENT ADVISERS COMMITTEE No. 12-07 SEC RULES COMMITTEE No. 48-07 SMALL FUNDS COMMITTEE No. 20-07 RE: DRAFT COMMENT...

    [21121]   May 8, 2007 TO: SEC RULES COMMITTEE No. 40-07 SMALL FUNDS COMMITTEE No. 15-07 COMPLIANCE ADVISORY COMMITTEE No. 9-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 12-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-07 INVESTMENT ADVISERS COMMITTEE No. 11-07 UNIT INVESTMENT...

    [21119]   May 7, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-07 INVESTMENT ADVISERS COMMITTEE No. 10-07 SEC RULES COMMITTEE No. 39-07 SMALL FUNDS COMMITTEE No. 14-07 EQUITY MARKETS ADVISORY COMMITTEE No. 25-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 7-07 INST. MONEY...

  URGENT/ACTION REQUESTED [21028]   April 3, 2007 TO: PENSION COMMITTEE No. 10-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 10-07 INVESTMENT ADVISERS COMMITTEE No. 9-07 EQUITY MARKETS ADVISORY COMMITTEE No. 18-07 SEC RULES COMMITTEE No. 35-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10...

    [20996]   March 27, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-07 COMPLIANCE ADVISORY COMMITTEE No. 8-07 EQUITY MARKETS ADVISORY COMMITTEE No. 16-07 INTERNATIONAL COMMITTEE No. 7-07 INVESTMENT ADVISERS COMMITTEE No. 8-07 PENSION COMMITTEE No. 9-07 PRIMARY CONTACTS -...

    [20989]   March 23, 2007 TO: COMPLIANCE ADVISORY COMMITTEE No. 7-07 SMALL FUNDS COMMITTEE No. 13-07 SEC RULES COMMITTEE No. 31-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-07 INVESTMENT ADVISERS COMMITTEE No. 7-07 UNIT INVESTMENT...

    [20935]   March 8, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 12-07 INTERNATIONAL COMMITTEE No. 3-07 INVESTMENT ADVISERS COMMITTEE No. 6-07 SEC RULES COMMITTEE No. 23-07     RE: DRAFT ICI COMMENT LETTER ON IOSCO CONSULTATION ON SOFT COMMISSIONS   In late 2006, the Technical...

  URGENT/ACTION REQUESTED [20928]   March 5, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-07 INVESTMENT ADVISERS COMMITTEE No. 5-07 SEC RULES COMMITTEE No. 22-07 SMALL FUNDS COMMITTEE No. 9-07     RE: DRAFT COMMENT LETTER ON PROPOSED INVESTMENT ADVISER ANTIFRAUD RULES AND...