Investment Advisers Content

[15471] December 19, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 55-02 INVESTMENT ADVISERS COMMITTEE No. 31-02 SEC RULES COMMITTEE No. 106-02 UNIT INVESTMENT TRUST COMMITTEE No. 32-02 RE: SEC SEMI-ANNUAL REGULATORY AGENDA The Securities and Exchange Commission has published...

[15451] December 13, 2002 TO: SEC RULES COMMITTEE No. 104-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 53-02 COMPLIANCE ADVISORY COMMITTEE No. 112-02 INVESTMENT ADVISERS COMMITTEE No. 30-02 UNIT INVESTMENT TRUST COMMITTEE No. 31-02 RE: DRAFT INSTITUTE LETTER ON SEC PROPOSAL TO...

[15397] November 27, 2002 TO: SEC RULES COMMITTEE No. 98-02 COMPLIANCE ADVISORY COMMITTEE No. 108-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 49-02 INVESTMENT ADVISERS COMMITTEE No. 29-02 UNIT INVESTMENT TRUST COMMITTEE No. 27-02 RE: SEC PROPOSAL TO IMPLEMENT STANDARDS OF...

[15398] November 26, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 52-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 47-02 INVESTMENT ADVISERS COMMITTEE No. 28-02 SEC RULES COMMITTEE No. 96-02 SMALL FUNDS COMMITTEE No. 20-02 UNIT INVESTMENT TRUST COMMITTEE No. 26-02 RE: SEC PROPOSAL ON...

[15379] November 25, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 46-02 INVESTMENT ADVISERS COMMITTEE No. 27-02 SEC RULES COMMITTEE No. 94-02 SMALL FUNDS COMMITTEE No. 19-02 RE: SECOND DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSALS RELATING TO PROXY VOTING Attached for your...

[15373] November 22, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 106-02 EQUITY MARKETS ADVISORY COMMITTEE No. 29-02 INVESTMENT ADVISERS COMMITTEE No. 26-02 SEC RULES COMMITTEE No. 92-02 RE: AIMR ADOPTS TRADE MANAGEMENT GUIDELINES The Association for Investment Management and Research (...

[15335] November 6, 2002 TO: INVESTMENT ADVISERS COMMITTEE No. 25-02 RE: DRAFT AGENDA FOR NOVEMBER 13TH MEETING Attached is the draft agenda for the Investment Advisers Committee meeting scheduled for Wednesday, November 13th at 1:30 p.m. in the David Silver Conference Room at the...

[15331] November 5, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 44-02 INVESTMENT ADVISERS COMMITTEE No. 24-02 SEC RULES COMMITTEE No. 89-02 SMALL FUNDS COMMITTEE No. 16-02 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSALS RELATING TO PROXY VOTING; CONFERENCE CALL SCHEDULED...

[15292] October 23, 2002 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 20-02 COMPLIANCE ADVISORY COMMITTEE No. 92-02 INVESTMENT ADVISERS COMMITTEE No. 23-02 SEC RULES COMMITTEE No. 86-02 RE: SEC SANCTIONS A FUND AND ITS ADVISER FOR STALE FUND PERFORMANCE INFORMATION ON THE FUND’S...

[15288] October 22, 2002 TO: INVESTMENT ADVISERS COMMITTEE No. 22-02 RE: NOTICE OF MEETING - NOVEMBER 13TH A meeting of the Investment Advisers Committee has been scheduled for Wednesday, November 13th, 2002 at the offices of the Investment Company Institute, 1401 H Street, N.W...