Investment Advisers Content

[17756] July 13, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-04 INVESTMENT ADVISERS COMMITTEE No. 9-04 SEC RULES COMMITTEE No. 61-04 SMALL FUNDS COMMITTEE No. 40-04 UNIT INVESTMENT TRUST COMMITTEE No. 17-04 RE: SEC SEMI-ANNUAL REGULATORY AGENDA The Securities and Exchange...

[17632] June 7, 2004 TO: INVESTMENT ADVISERS COMMITTEE No. 7-04 RE: JUNE 22ND INVESTMENT ADVISERS COMMITTEE MEETING TO BE HELD BY PHONE; DRAFT AGENDA ATTACHED For the convenience of the members of the Institute’s Investment Advisers Committee, the Institute has decided to hold the...

[17567] May 21, 2004 TO: INVESTMENT ADVISERS COMMITTEE No. 6-04 RE: NOTICE OF INVESTMENT ADVISER COMMITTEE MEETING - JUNE 22ND A meeting of the Investment Advisers Committee has been scheduled for Tuesday, June 22, 2004 at the offices of the Investment Company Institute, 1401 H Street...

[17212] March 15, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-04 COMPLIANCE ADVISORY COMMITTEE No. 34-04 INVESTMENT ADVISERS COMMITTEE No. 5-04 SEC RULES COMMITTEE No. 24-04 SMALL FUNDS COMMITTEE No. 18-04 RE: PROXY VOTING DISCLOSURE SERVICES OFFERED BY THIRD PARTY VENDOR...

URGENT/ACTION REQUESTED [17179] March 5, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-04 COMPLIANCE ADVISORY COMMITTEE No. 33-04 INVESTMENT ADVISERS COMMITTEE No. 4-04 SEC RULES COMMITTEE No. 21-04 SMALL FUNDS COMMITTEE No. 16-04 RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL...

[17032] January 30, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-04 COMPLIANCE ADVISORY COMMITTEE No. 13-04 EQUITY MARKETS ADVISORY COMMITTEE No. 2-04 INTERNATIONAL COMMITTEE No. 8-04 INVESTMENT ADVISERS COMMITTEE No. 3-04 PENSION COMMITTEE No. 6-04 SEC RULES COMMITTEE No...

[17015] January 28, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-04 COMPLIANCE ADVISORY COMMITTEE No. 11-04 INVESTMENT ADVISERS COMMITTEE No. 2-04 SEC RULES COMMITTEE No. 11-04 SMALL FUNDS COMMITTEE No. 8-04 RE: SEC PROPOSES NEW INVESTMENT ADVISER CODE OF ETHICS REQUIREMENT...

[16989] January 16, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-04 INVESTMENT ADVISERS COMMITTEE No. 1-04 SEC RULES COMMITTEE No. 8-04 UNIT INVESTMENT TRUST COMMITTEE No. 4-04 RE: SEC SEMI-ANNUAL REGULATORY AGENDA The Securities and Exchange Commission has published its...

[16715] October 31, 2003 TO: INVESTMENT ADVISERS COMMITTEE No. 21-03 RE: DRAFT AGENDA FOR NOV. 13TH COMMITTEE MEETING - WEST COAST HOOK- UP AVAILABLE TO MEMBERS As we previously informed you, the next meeting of the Investment Advisers Committee meeting is scheduled for Thursday...

[16690] October 21, 2003 TO: INVESTMENT ADVISERS COMMITTEE No. 20-03 RE: NOTICE OF MEETING - NOVEMBER 13TH A meeting of the Investment Advisers Committee has been scheduled for Thursday, November 13th, 2003 at the offices of the Investment Company Institute, 1401 H Street, N.W...