[31332] August 15, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Pacific Chapter ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global RE: Draft Comment Letter on the SFC's "Soft Consultation" Revising Proposed...
[31328] August 15, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives Fixed Income Securities International/Global Trading and Markets RE: Global Foreign Exchange Committee Publishes Progress...
[31315] August 6, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Pacific Chapter ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global RE: Draft Comment Letter on the SFC's Proposed Margin Requirements for Non...
[31313] August 2, 2018 TO: ICI Members ICI Global Members ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: International/Global RE: Canadian Securities Administrators Published Request for Comment on Client Focused Reforms and Status Report on Embedded Commissions On...
[31308] August 1, 2018 TO: ICI Global Pacific Chapter ICI Global Regulated Funds Committee RE: ICI Global Comments on Proposal to Modify Licensing Regime for Foreign Financial Services Providers in Australia ICI Global commented on a consultation (Consultation Paper 301) by the...
[31311] August 1, 2018 TO: ICI Members ICI Global Members ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Security Valuation Operations Committee Tax Committee SUBJECTS: International/Global RE...
[31303] July 27, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Securities Operations Advisory CommitteeTax Committee RE: Draft Letter on SEBI KYC Norms for Foreign Portfolio Investors -...
[31298] July 25, 2018 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee International Operations Working Group RE: EU Cross-Border Distribution Proposals - Member Call on 24 September 2018 at 2pm BST/9am...
[31292] July 19, 2018 TO: ICI Global Exchange Traded Funds Committee ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee International Operations Working Group RE: UCITS Investment Into Non-UCITS Funds - Central Bank of...
[31289] July 17, 2018 TO: ICI Global Regulated Funds Committee International Internal Audit Advisory Committee International Operations Advisory Committee RE: UK FCA Publications - Extension of Senior Managers and Certification Regime On 4 July 2018, the UK Financial Conduct Authority...
