[31406] September 25, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Security Valuation Operations Committee Tax Committee RE: SEBI Issues New Circulars on Foreign Portfolio Investor KYC...
[31403] September 25, 2018 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee ICI Global Regulated Funds Committee Investment Advisers Committee SEC Rules Committee Small Funds Committee RE: CFA Institute Issues GIPS Exposure Draft In late August the CFA...
[31401] September 24, 2018 TO: ICI Members ICI Global Members Global ESG Task Force ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Disclosure International/Global Investment Advisers RE: Hong Kong SFC Announces Green Finance Agenda The Hong Kong Securities...
[31394] September 20, 2018 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: EU Cross-Border Distribution - 24 September Member Call POSTPONED The member call [1] we had scheduled for Monday 24...
[31388] September 18, 2018 TO: ICI Global Members Global ESG Task Force SUBJECTS: Disclosure International/Global Investment Advisers RE: ICI Global ESG Task Force: Updates on EU & US Developments This memorandum provides updates on the following items: Invitation to European...
[31387] September 17, 2018 TO: ICI Members ICI Global Members ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Security Valuation Operations Committee Tax Committee SUBJECTS: RE: Letter to SEBI on...
[31384] September 13, 2018 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: European Supervisory Authorities' Report on Automation in Financial Advice On 5 September 2018, the Joint Committee (JC)...
[31378] September 10, 2018 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee RE: ICI Global and SIFMA AMG Submit Follow-up Letter to EU Policymakers on BRRD Moratorium Powers ICI Global and the Asset Management Group of the Securities Industry and...
[31381] September 10, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Securities Operations Advisory Committee Tax Committee RE: SEBI Consultation on Recommendations of Working Group...
[31371] September 7, 2018 TO: ICI Members ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: ICI Global Letter to Swiss Government Proposing Procedures by Which US Funds Establish Treaty Eligibility ICI Global has been engaged with the Swiss Ministry of...
