Europe Regulatory and Policy Committee Content

[31507] November 29, 2018 TO: Global ESG Task Force ICI Global Regulated Funds Committee RE: Hong Kong SFC Soft Consultation on ESG-Labeled Funds On 21 September 2018, the Hong Kong SFC published a report outlining its Strategic Framework for Green Finance . The framework’s action...

[31499] November 27, 2018 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee ICI Global Regulated Funds Committee Investment Advisers Committee SEC Rules Committee Small Funds Committee RE: ICI Draft Comment Letter on CFA Institute's GIPS Exposure Draft...

[31495] November 26, 2018 TO: ICI Members ICI Global Members ICI Global Exchange Traded Funds Committee ICI Global Information Security Officer Committee ICI Global Pacific Chapter ICI Global Retirement Savings Committee ICI Global Tax Committee ICI Global Trading & Markets Committee...

[31492] November 20, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Compliance Derivatives International/Global Investment Advisers Trading and Markets RE: ICI Files...

[31493] November 20, 2018 TO: ICI Global Pacific Chapter ICI Global Regulated Funds Committee RE: ASIC's Possible Alternatives to Proposal for Licensing Foreign Financial Services Providers - REVISED Response Deadline - input requested by 23 November; Call Scheduled We learned that...

[31485] November 16, 2018 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: International/Global RE: Commencement of the Singapore Securities and Futures (Amendment) Act 2017 On 8 October 2018, the Singapore Securities and Futures...

[31484] November 16, 2018 TO: ICI Global Pacific Chapter ICI Global Regulated Funds Committee RE: ASIC Considers Alternatives to the Licensing Regime Proposal for Foreign Financial Services Providers; Input Requested by November 30 We understand that the Australian Securities &...

[31473] November 12, 2018 TO: ICI Global Members Global ESG Task Force SUBJECTS: Compensation/Remuneration Compliance Disclosure Distribution International/Global Investment Advisers RE: ESG Task Force: EU Disclosure and Benchmarks Proposals; SEC Proxy Roundtable We cover the...

[31470] November 8, 2018 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Draft Comment Letter to SEC on Proposals Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and...

[31458] October 26, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: ICI and Other Trade Associations Request That SEC Re-Propose...