Europe Regulatory and Policy Committee Content

[31653] March 14, 2019 TO: ICI Members Chief Risk Officer Committee Internal Audit Committee International Internal Audit Advisory Committee International Operations Advisory Committee SUBJECTS: International/Global RE: FCA Publishes Finalised Guidance Relating to Senior Managers and...

[31649] March 13, 2019 TO: ICI Members ICI Global Members Chief Risk Officer Committee ICI Global Brexit Task Force Securities Operations Advisory Committee SUBJECTS: International/Global RE: Brexit: A Summary of Key Technical Publications Over the last few months, the UK and EU...

[31641] March 5, 2019 TO: ICI Global Atlantic Chapter ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: ESMA Report on the Performance and Costs of EU Retail Investment Products On 10 January 2019, the...

[31633] March 1, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Distribution International/Global Investment Advisers RE: Changes Proposed to QFII and RQFII Legislations On 31 January 2019, the China Securities Regulatory...

[31623] February 21, 2019 TO: ICI Members ICI Global Members Global ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: ICI Global Response to ESMA Consultation on ESG Integration under UCITS Directive...

[31605] February 11, 2019 TO: Global ESG Task Force ICI Global Regulated Funds Committee RE: Draft Response to ESMA Consultation on ESG Integration Under the UCITS Directive and AIFMD Attached for your review is a draft response to ESMA’s consultation paper on draft technical advice...

[31597] February 5, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Operations Advisory Committee Securities Operations Advisory Committee RE: German Ministry of...

[31593] February 4, 2019 TO: ICI Global Regulated Funds Committee RE: Meeting Materials for ICI Global Regulated Funds Committee Meeting on 6 February Please see the following link to the electronic materials (including the agenda) for the next meeting of the ICI Global Regulated...

[31595] February 4, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: ICI Files Comment Letter on IOSCO Leverage...

[31589] February 1, 2019 TO: ICI Global Brexit Task Force ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: ESMA and EU Securities Regulators Agree No-Deal Brexit MoUs with the UK FCA On 1 February 2019...