[31807] June 13, 2019 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Call on Implementation Issues Associated with the SFC's UT Code Amendments on Derivatives - 21 June at 9 am (Hong Kong Time) As previously...
[31798] June 10, 2019 TO: ICI Members ICI Global Members Global ESG Task Force ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: ICI's Response to IOSCO ESG...
[31772] May 23, 2019 TO: ICI Members ICI Global Members ICI Global Brexit Task Force ICI Global Regulated Funds Committee SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V RE: European Supervisory Authorities Review - Final Agreement Adopted by Parliament In April the...
[31770] May 21, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: International/Global Operations RE: (Australia) Proposed Revisions to APRA's Prudential Standard SPS 515 On 30 April 2019, the Australian Prudential Regulation...
[31766] May 17, 2019 TO: ICI Global Regulated Funds Committee RE: Meeting Materials for ICI Global Regulated Funds Committee Meeting in Hong Kong on 21 May Please see the following link to the electronic materials (including the agenda) for the inaugural Hong Kong meeting of the ICI...
[31765] May 16, 2019 TO: ICI Members ICI Global Members AML Compliance Working Group Chief Compliance Officer Committee ICI Global Investing Subcommittee ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Anti-Money Laundering Compliance International/Global Litigation...
[31761] May 16, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: International/Global Operations RE: Monetary Authority of Singapore (MAS) Issues Further Consultation on the Variable Capital Companies (VCC) Regime On April 30, 2019...
[31756] May 13, 2019 TO: ICI Global Members Global ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: Summary of ESMA's Final Report to the EU Commission on Proposed ESG-Related Amendments to the UCITS...
[31745] May 6, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee International Operations Advisory Committee SUBJECTS: International/Global Operations Trading and Markets RE: HK SFC Joint Consultation Paper on a Revised Operational Model for...
[31740] April 30, 2019 TO: ICI Global Members Global ESG Task Force ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Disclosure RE: Hong Kong SFC Guidance on ESG-Labeled Funds and Survey on ESG Integration The Hong Kong Securities and Futures Commission (SFC)...
