[31448] October 22, 2018 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: International/Global Systemic Risk RE: ICI Files Letter Urging Volcker Rule Reforms Relating to Regulated Funds As we reported previously, the five agencies (collectively, “Agencies”)...
[31444] October 18, 2018 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: ESMA's 2019 Work Programme On 26 September 2018, the European Securities and Markets Authority (ESMA) published its annual...
[31445] October 18, 2018 TO: ICI Global Regulated Funds Committee International Operations Advisory Committee RE: Hong Kong - United Kingdom Mutual Recognition Framework On 8 October 2018, the Hong Kong Securities and Futures Commission (SFC) and the UK Financial Conduct Authority...
[31443] October 17, 2018 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ICI Member Call October 22 on Reopening of SEC Comment Period on Proposals Regarding Capital, Margin, and Segregation Requirements for...
[31436] October 15, 2018 TO: ICI Global Regulated Funds Committee SEC Rules Committee RE: Draft Comment Letter on Canadian Securities Administrators' Client Focused Reforms Consultation - Feedback Requested by COB October 17 As we previously informed you, on June 21, 2018, the...
[31435] October 12, 2018 TO: Bank-Affiliated Member Advisory Committee ICI Global Regulated Funds Committee SEC Rules Committee RE: Draft ICI Comment Letter Recommending Volcker Rule Reforms for Regulated Funds; Feedback Requested by 10/16 As we reported previously, the five agencies...
[31419] October 2, 2018 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: European Supervisory Authorities Letter Regarding the Application of the PRIIPs KID to UCITS On 1 October 2018, the Joint...
[31418] October 2, 2018 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: EU Cross-Border Distribution Proposals - RESCHEDULED Member Call on Monday 8 October ICI Global has rescheduled the member...
[31420] October 2, 2018 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: October 9 ICI Member Call to Discuss Implementation Issues under Margin Rules for Uncleared Swaps As you may know, the compliance dates...
[31413] September 27, 2018 TO: ICI Global Pacific Chapter ICI Global Regulated Funds Committee RE: ASIC Extends Relief for Foreign Financial Services Providers in Australia The Australian Securities & Investments Commission (ASIC) recently concluded a consultation about modifying...
