[31287] July 16, 2018 TO: ICI Global Regulated Funds Committee International Operations Advisory Committee RE: EU Commission Regulation on the Safe-Keeping Duties of UCITS and AIF Depositaries As previously advised, [1] the European Commission (“the Commission”) published proposed...
[31278] July 9, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Securities Operations Advisory Committee RE: Member Call on New SEBI KYC Norms for Foreign Portfolio Investors - July 18, 10...
[31265] June 28, 2018 TO: ICI Global Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives MiFID, EMIR, AIFMD, UCITS V RE: Update on Proposed Revisions to EMIR - Trialogue to Begin July 4 This memorandum provides a brief summary of recent developments in negotiations...
[31267] June 29, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Pacific Chapter ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong Regulators Issue Consultation Paper on...
[31266] June 28, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee RE: Next ICI Global Regulated Funds Committee Meeting - October 11; Registration Link Enclosed The next meeting of the ICI Global Regulated Funds Committee will be held on Thursday 11...
[31264] June 27, 2018 TO: ICI Global Regulated Funds Committee International Operations Advisory Committee RE: EU Commission Proposals on the Safe-Keeping Duties of UCITS and AIF Depositaries On 29 May 2018, the European Commission (“the Commission”) published proposed Commission...
[31263] June 27, 2018 TO: ICI Global Regulated Funds Committee International Operations Advisory Committee RE: EU Commission Proposals on the Safe-Keeping Duties of UCITS and AIF Depositaries On 29 May 2018, the European Commission (“the Commission”) published proposed Commission...
[31261] June 26, 2018 TO: Bank-Affiliated Member Advisory Committee ICI Global Regulated Funds Committee SEC Rules Committee RE: Agencies Propose Volcker Rule Reforms; ICI Plans to Comment As anticipated, the five agencies (collectively, “Agencies”) responsible for implementing...
[31259] June 25, 2018 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee RE: BRRD - Update on Proposed Amendments to Moratorium Powers Prior to Trilogue This memorandum provides a brief summary of recent developments on negotiations relating to moratorium...
[31257] June 22, 2018 TO: ICI Global Pacific Chapter ICI Global Regulated Funds Committee RE: Australia Proposes Modifications to Licensing Regime for Foreign Financial Service Providers; Member Calls Scheduled The Australian Securities & Investments Commission (ASIC) published a...
