Global Operations Advisory Committee Content

[14485] February 27, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 8-02 RE: SUMMARY OF FEBRUARY 6, 2002 MEETING Attached is a summary of the International Operations Advisory Committee meeting held on Wednesday, February 6, 2002 at the Investment Company Institute in...

URGENT [14482] February 26, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 16-02 INTERNATIONAL COMMITTEE No. 15-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 7-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 15-02 TRANSFER AGENT ADVISORY COMMITTEE No. 13-02 RE: OFAC FREEZES ASSETS OF MORE...

[14468] February 19, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 6-02 RE: ARTICLE -- EUROPEAN FUNDS CROSSBORDER DISTRIBUTION Attached for your review is an article submitted by International Operations Advisory Committee member James Kiernan of DTCC, which is co-authored...

[14460] February 13, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 13-02 INTERNATIONAL COMMITTEE No. 14-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 5-02 MONEY LAUNDERING RULES WORKING GROUP No. 8-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 10-02 TRANSFER AGENT ADVISORY COMMITTEE No...

URGENT [14414] January 31, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 8-02 INTERNATIONAL COMMITTEE No. 10-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 4-02 MONEY LAUNDERING RULES WORKING GROUP No. 6-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 6-02 TRANSFER AGENT ADVISORY COMMITTEE...

[14412] January 30, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 3-02 RE: THIRTEENTH ANNUAL GLOBALISATION OF MUTUAL FUNDS CONFERENCE, APRIL 28 - MAY 1, 2002 Attached is the conference brochure for the thirteenth annual conference on the Globalisation of Mutual Funds, to be...

[14367] January 17, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 2-02 RE: PRELIMINARY AGENDA FOR FEBRUARY 6, 2002 MEETING The next meeting of the International Operations Advisory Committee is scheduled for Wednesday, February 6, 2002 in the David Silver Conference Room on...

URGENT [14284] December 31, 2001 TO: COMPLIANCE ADVISORY COMMITTEE No. 70-01 INTERNATIONAL COMMITTEE No. 71-01 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 24-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 98-01 TRANSFER AGENT ADVISORY COMMITTEE No. 108-01 RE: OFAC FREEZES ASSETS OF SIX...

URGENT [14267] December 20, 2001 TO: COMPLIANCE ADVISORY COMMITTEE No. 69-01 INTERNATIONAL COMMITTEE No. 70-01 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 23-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 95-01 TRANSFER AGENT ADVISORY COMMITTEE No. 107-01 RE: OFAC FREEZES ASSETS OF MORE...

[14255] December 18, 2001 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 22-01 RE: OFFSHORE FUND CHARACTERISTICS SURVEY The International Operations Advisory Committee (IOAC) agreed earlier this year to begin focusing on cross-border, non-domestic retail fund clearance and...