Global Operations Advisory Committee Content

[15325] November 14, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 99-02 DIRECTOR SERVICES COMMITTEE No. 8-02 INTERNATIONAL MEMBERS No. 28-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 51-02 OPERATIONS MEMBERS No. 31-02 SEC RULES MEMBERS No. 99-02 SMALL FUNDS MEMBERS No. 49-02...

ACTION REQUESTED [15345] November 8, 2002 TO: INTERNATIONAL COMMITTEE No. 79-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 50-02 MONEY LAUNDERING RULES WORKING GROUP No. 65-02 RE: NOTICE OF CONFERENCE CALL -- TUESDAY, NOVEMBER 19, 2002 There will be a conference call on Tuesday...

[15326] November 8, 2002 TO: INTERNATIONAL COMMITTEE No. 78-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 49-02 MONEY LAUNDERING RULES WORKING GROUP No. 64-02 RE: DRAFT COMMENT LETTER ON AML PROGRAM RULE FOR UNREGISTERED INVESTMENT COMPANIES The Department of the Treasury’s...

[15314] November 6, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 47-02 RE: MARK YOUR CALENDAR - 2003 MEETING SCHEDULE Please mark your calendar for the 2003 International Operations Advisory Committee meeting dates: February 6th St. Petersburg, FL (hosted by Franklin...

URGENT/ACTION REQUESTED [15334] November 6, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 97-02 INTERNATIONAL COMMITTEE No. 77-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 48-02 MONEY LAUNDERING RULES WORKING GROUP No. 63-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 90-02 TRANSFER...

URGENT/ACTION REQUESTED [15300] October 25, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 93-02 INTERNATIONAL COMMITTEE No. 76-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 46-02 MONEY LAUNDERING RULES WORKING GROUP No. 60-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 87-02 TRANSFER...

URGENT/ACTION REQUESTED [15285] October 21, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 91-02 INTERNATIONAL COMMITTEE No. 75-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 45-02 MONEY LAUNDERING RULES WORKING GROUP No. 59-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 85-02 TRANSFER...

URGENT/ACTION REQUESTED [15257] October 10, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 87-02 INTERNATIONAL COMMITTEE No. 73-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 44-02 MONEY LAUNDERING RULES WORKING GROUP No. 57-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 82-02 TRANSFER...

URGENT/ACTION REQUESTED [15216] September 30, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 80-02 INTERNATIONAL COMMITTEE No. 72-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 43-02 MONEY LAUNDERING RULES WORKING GROUP No. 56-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 79-02 TRANSFER...

[15203] September 26, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 41-02 BROKER/DEALER ASSOCIATE MEMBERS No. 11-02 COMPLIANCE ADVISORY COMMITTEE No. 79-02 INTERNATIONAL MEMBERS No. 26-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 42-02 MONEY LAUNDERING RULES WORKING GROUP No. 55...