Global Operations Advisory Committee Content

[14953] July 30, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 30-02 RE: MEETING NOTICE -- SEPTEMBER 18, 2002 The next meeting of the Institute’s International Operations Advisory Committee will take place on Wednesday, September 18, 2002 in the David Silver Conference Room...

[14972] July 30, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 24-02 COMPLIANCE ADVISORY COMMITTEE No. 55-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 6-02 INTERNATIONAL MEMBERS No. 22-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 29-02 MONEY LAUNDERING RULES WORKING GROUP No. 41-02...

URGENT/ACTION REQUESTED [14927] July 17, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 19-02 COMPLIANCE ADVISORY COMMITTEE No. 50-02 INTERNATIONAL COMMITTEE No. 54-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 28-02 MONEY LAUNDERING RULES WORKING GROUP No. 37-02 PRIMARY CONTACTS...

URGENT/ACTION REQUESTED [14879] July 8, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 17-02 COMPLIANCE ADVISORY COMMITTEE No. 48-02 INTERNATIONAL COMMITTEE No. 51-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 27-02 MONEY LAUNDERING RULES WORKING GROUP No. 35-02 PRIMARY CONTACTS -...

[14853] July 2, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 16-02 BROKER/DEALER ASSOCIATE MEMBERS No. 7-02 COMPLIANCE ADVISORY COMMITTEE No. 46-02 INTERNATIONAL MEMBERS No. 16-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 26-02 MONEY LAUNDERING RULES WORKING GROUP No. 33-02 SEC...

URGENT [14838] June 27, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 45-02 INTERNATIONAL COMMITTEE No. 49-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 25-02 MONEY LAUNDERING RULES WORKING GROUP No. 32-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 48-02 TRANSFER AGENT ADVISORY COMMITTEE...

[14811] June 19, 2002 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 24-02 RE: SUMMARY OF MAY 1, 2002 MEETING Attached is a summary of the International Operations Advisory Committee meeting held on Wednesday, May 1, 2002 at the Southampton Princess in Bermuda. Please contact me...

[14793] June 11, 2002 TO: INTERNATIONAL COMMITTEE No. 44-02 INTERNATIONAL MEMBERS No. 13-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 23-02 RE: INSTITUTE COMMENTS ON CANADIAN MUTUAL FUND CONCEPT RELEASE On June 7, 2002, the Institute submitted a comment letter to the Canadian...

URGENT/ACTION REQUESTED [14778] May 31, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 15-02 COMPLIANCE ADVISORY COMMITTEE No. 43-02 INTERNATIONAL COMMITTEE No. 42-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 22-02 MONEY LAUNDERING RULES WORKING GROUP No. 29-02 PRIMARY CONTACTS -...

[14772] May 30, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 14-02 COMPLIANCE ADVISORY COMMITTEE No. 42-02 INTERNATIONAL COMMITTEE No. 40-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 21-02 MONEY LAUNDERING RULES WORKING GROUP No. 27-02 SEC RULES COMMITTEE No. 43-02 TRANSFER...